...《1934年证券 交易法》下的证券公司净资本规则中使用了“NRSRO”一词，并通过向特定评级 机构发送无异议函（no-action letters）、确认该评级机构发布的评级结果为国 内大部分重要使用者承认为可靠的，从而授予该评级机构以全国统计信用评级机 构（NRSROs）的...
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Two cases involving SEC "no-action letters" illustrate these difficulties.
两个涉及证券交易委员会的“不行动书”的案例说明了这些困难。
The no-action letters are not the same as exemptions from position limits, which are granted to "bona fide" hedgers trading for commercial business purposes.
这些不采取行动的函件不同于那些准许以商业经营为目的进行交易的“真实”套保者的头寸限制豁免。
Instead, the no-action letters state that the CFTC's Department of Market Oversight would not recommend to the commission that it take enforcement action if their recipients exceeded position limits.
相反，不采取行动信函称，CFTC的市场监管部会建议该委员会在收函人超过头寸限制时不采取强制行动。
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