In addition to the disciplinary data, the Directory provides investors with an overview of the brokerage industry and a methodology for analyzing brokerages.
The Directory provides investors with important data regarding certain criminal charges and convictions, regulatory actions, civil judicial actions, and certain financial actions, such as bankruptcies, unsatisfied judgments or liens.
This physician directory has three different kinds of data, all free: peer reviews from other physicians, a report card with data like where they went to medical school, and consumer reviews.