customer suitability rule
顾客适宜性规则
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Rule 2111(b) provides an exemption to customer-specific suitability regarding institutional investors if the conditions delineated in that paragraph are satisfied.
FORBES: Undue Concentration In Brokerage Portfolio Fails Suitability Test
Rule 2111 is composed of three main obligations: reasonable-basis suitability, customer-specific suitability, and quantitative suitability.
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