规范的公司治理结构,完善的信息披露制度,以及有力的证券监管机制,是规制内幕交易的法制环境。
The normative company management structure, perfect information disclosure system and powerful stock supervision system are the legal situations for prevention and control of inside dealings.
我国在高风险证券公司市场退出机制中,证券监管部门采取行政处置方式化解风险是毋庸置疑的。
There is no doubt that the supervision authorities take the approach of administrative disposition to depress the risk in the withdrawal mechanism of the high risk securities corporation.
证券监管机构还可以通过资格控制、及时发布保荐人信息和建立保荐人退出机制等手段,保证保荐人的质量符合市场要求。
Security supervision agencies should guarantee sponsor quality by means of qualification control, publishing sponsor information in time and building sponsor withdrawal system.
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