发行计划提出之时,证券和交易委员会暂停了发行债券的评级要求。
The deal went ahead when the Securities and Exchange Commission temporarily suspended the requirement that deal documents include such ratings.
此案由美国司法部、美国证券和交易委员会和慕尼黑公检署共同受理。
Cases were brought by the Justice Department, the Securities and Exchange Commission and the Munich Public Prosecutor's Office.
MARS应用程序提供了将提交给美国证券和交易委员会(SEC)并进行存档的一套完整的财务文档。
The MARS application provides a complete set of financial documents that are filed with the U. S. Securities and Exchange Commission (SEC).
They want to merge the Securities and Exchange Commission and the Commodity Futures Trading Commission.
他们还想要合并证券交易委员会,和期货商品交易委员会。
So, he was going after himself, finding out all the companies that were backdating options, trying to beat the SEC and the regulatory authorities to the conclusion.
所以他自己一路研究下去,找出了所有用倒签期权欺诈的公司,然后试图用这个结论,与证券交易委员会和监管机构抗衡
There has been, over the years a lot of turf battles between the SEC and the CFTC because it's sometimes unclear whether something is a security or a futures.
历年来,证券交易委员会和期货交易委员会的领域战争层出不穷,因为有时候很难说,一个东西究竟是证券还是期货。
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