【财新网】(MarketWatch-Chris Oliver) 日本证券交易监督委员会(Securities and Exchange Surveillance Commission)12月9日表示,已要求日本金融厅(Financial Services Agency)处罚花旗集团(Citigroup)和瑞银证券(UBS)在日本的子公司,称这...
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更为盛者,金融服务厅与其下属机构“证券交易监督委员会”一样设法使自身人员不足且极具对抗性。
What is more, the FSA, as well as the Securities and Exchange Surveillance Commission which sits under it, manages to be both understaffed and overly adversarial.
而金融服务社跟证券交易监督委员会因为没有足够的资源和权力来对付这些行为是一件多么可惜的事情。
What a pity that the FSA and the SESC lack the resources and the powers to combat it.
到了7月份,私营的房地产基金将会受到证券交易监督委员会的监管,在一定程度上减轻了金融服务社的负担。
And by next July, the private-equity property funds will come under the aegis of the SESC, lightening the FSA's load.
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