The Securities and Exchange Commission is looking at whether Goldman Sachs (GS) and other big banks broke bribery laws in dealing with Libya's sovereign wealth fund.

美国证券交易委员会(Securities and Exchange Commission)正在调查高盛(Goldman Sachs)和其他大银行在与利比亚主权财富基金交易时是否违反了贿赂法。

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Article 3. When issuing and dealing in securities, all concerned must abide by the principles of openness and fairness.

第三条证券的发行、交易活动，必须实行公开、公平、公正的原则。

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This part lays an economics foundation for further discussion on crimes in securities and futures dealing.

这部分内容是进一步探讨证券、期货交易犯罪的经济学基础。

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And courts have often looked askance at broadly using the laws on securities fraud to go after people outside of the business of issuing, underwriting and dealing in securities.

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Banks are still banned from dealing in securities, which makes them weaker than they otherwise would be.

ECONOMIST: Japan's economy

Now the real punishment comes by Cuomo wanting a few more dollars from Rattner as well as banning him from dealing in securities in the state of New York.

FORBES: Bans and Censures for Rattner and Rangel Respectively