A securities brokerage is a company which ACTS as an intermediary for clients wishing to buy and sell different types of securities.

证券经纪公司是作为中间人为客户买卖不同类型证券的公司。

youdao

Members of the board of directors, members of the board of supervisors, managers, and employees of a securities company are not allowed to take up concurrent posts at other securities companies.

证券公司的董事、监事、经理和业务人员不得在其他证券公司中兼任职务。

youdao

Article 23. The following shall be included in the underwriting or sole agency agreement signed between a securities company and a stock issuer.

第二十三条证券公司承销证券，应当同发行人签订代销或者包销协议，载明下列事项。

youdao

The Securities and Exchange Commission says a private company must report financial information if it has five hundred shareholders or more.

VOA: special.2011.01.07

Croix headquarters of the company's servicing subsidiary, company securities filings show.

WSJ: Ocwen's Rapid Growth Puts Spotlight on Its Practices

Recently a lot has been written about the emergence of new private company stock marketplaces (often referred to s secondary marketplaces) where buyers and sellers of private company securities can connect and transact.

FORBES: The Case For Private Company Stock Marketplaces

The company also ran into legal trouble when the State of Washington Dept. of Financial Institutions, Securities Division found that the company was selling unregistered securities and not providing sufficient information about the company to its potential investors.

FORBES: Liftport Is Kickstarting A Space Elevator - For The Moon