The commission's office of compliance, inspection, and investigations plans to intensify its security of stock analysts to investigate whether research is an independent function at brokerage firms.

该委员会的合规，检查和调查办公室计划加强其股票分析师的安全性，以调查研究是否是经纪公司的独立职能。

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Many brokerage firms are members of those same exchanges.

许多证券经纪公司是同一个交易所的成员。

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With Banks and brokerage firms forced to conserve cash, there is less capital available to support trading.

随着银行和经纪公司被迫储备现金，用于支持交易的资金就会减少。

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The regulation separated the research operations at banks and brokerage firms from their investment banking operations.

FORBES: SEC Sides With Wall Street Again

Where were the brokerage firms going to get the money to support a robust research arm?

FORBES: Why Wall Street Analysts Have Become Irrelevant

Although the Robot blend never changes, the brokerage firms are free to vary their allocation anytime.

FORBES: The More Things Change, the More...