... non-fundamental breach 非根本违约 arbitration authority 仲裁机构 shoulder the responsibility 承担责任 ...
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The SEC has the authority to not only scrap the mandatory arbitration rule, it can impose fiduciary duty upon brokers.
FORBES: How Small Investors Can Win Against Wall Street
This is especially true given that Section 921 of the Dodd-Frank Act provided the SEC with rulemaking authority to prohibit or impose conditions on the use of mandatory pre-dispute arbitration agreements.
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