八月美国证券和交易委员会(SEC)指控该州向市政债券投资者隐瞒资金不足真相,这还是第一次有一个州因违反联邦证券法而吃官司,不过,新泽西州对证券和交易委员会的裁决保留意见。
This was the first time a state had been charged with violating federal securities laws.
基于可能以散户投资者为代价,而利于华尔街内部人员的理由,美国证券交易委员会正对此展开调查。
The Securities and Exchange Commission is looking into the practice, on the grounds that it may favour Wall Street insiders at the expense of retail investors.
其中某些投资者是依赖于证券交易委员会的个体公民。
Some of those investors were private citizens who depended upon the SEC.
In 2006--I mentioned this before -in 2006, the SEC proposed raising the definition to make it harder to be an accredited investor, but they haven't done that yet; so, it remains at one million dollars to do it.
我之前讲过,2006年美国证券交易委员会曾提议,抬高可信投资者的门槛,但他们仍未付诸实施,所以现在的门槛仍为一百万美元
The definition is in Regulation D, which defines an accredited investor.
这是条例D里,条例D,美国证券交易委员会制定的一部法规 对可信投资者作出的定义
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