证券交易法是指为了管理证券的发行和买卖,监督管理证券交易所及证券商以保障证券市场有序高效运转的法律,它是大多数国家管理证券市场的重要法律依据。
...监管方面,德国的众筹平台适用于《银行业法》(Kreditwesengesetz)第2条第6款第8项和《证券交易法》(Wertpapierhandelsgesetz)第2a条第1款第7项中的豁免规定,不受两法规制。
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这项规定是为了将所有涉及雇员的交易记录集中起来进行监督,防止任何违反证券交易法的事件发生。
This would enable centralized record keeping, surveillance and compliance checks for possible violations of securities laws and regulations.
按照1934年证券交易法的规定,上报公司正式责成下列正式授权人代表其在本报告上签字。
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
通过法律规制证券内幕交易是证券市场正常运作的必然要求,许多国家都制定了较完善的证券交易法。
To legally standardize the inside stock trading is the requirement of stock markets for their good working. Relatively perfect laws of stock trading have been drawn up in many countries.
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