自营证券是指证券公司购入的各种能随时变现,以获取买卖差价收入为目的的经营性或上市证券,包括自营股票、自营债券、自营基金等。
根本性的问题在于,哪些行为构成银行的“自营交易”,特别是因为这涉及到为客户利益而进行证券交易的行为。
At root is the issue of just what constitutes "proprietary trading" by Banks, especially as it relates to the issue of making trades in securities on behalf of their customers.
证券公司不得将其自营帐户借给他人使用。
Securities companies shall not lend the accounts of their proprietary business to others.
证券公司的自营业务必须使用自有资金和依法筹集的资金。
Securities companies shall use their own funds or funds raised in accordance with the law when operating proprietary business.
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