Compel the Wall Street self-regulator FINRA (Financial Industry Regulatory Authority) to open its books and records.

迫使华尔街自律监管机构——美国金融业监管局(Financial Industry Regulatory Authority，以下简称FINRA)公开账簿和记录。

youdao

Starting in early 2009 and repeatedly since then I have stated unequivocally that FINRA Must Open Its Books and Records.

我从2009年初起就多次明确表态，FINRA必须公开账簿和记录。

youdao

FINRA conveniently and effectively utilizes a plea of immunity to obviate the call for transparency by Johnson and others.

通过请求豁免，美国金融业监管局有效地挡住了约翰逊及其他人要求提高透明度的呼声。

youdao

In fact, there's a rule, FINRA, which licenses stockbrokers, tells their people, you must not sell dividends; they're referring to a bad practice that some unscrupulous stockbrokers occasionally do.

事实上有个规定,给证券商颁发牌照的FINRA,规定从业人员说,股利不能做卖点来推销,这里提到了一个不好的现象,某些证券商的无良手段

耶鲁公开课 - 金融市场课程节选

So, for example, FINRA, which used to be called The National Association for Security Dealers, is a membership organization of people in the financial community and it imposes rules on its members.

比如说FINRA,以前被称为,全美证券商协会,这是金融界的一个会员组织,负责给协会成员,订立制度

耶鲁公开课 - 金融市场课程节选

This is a classic case of FINRA playing what I have often called regulatory hide-and-seek.

FORBES: MetLife Broker Barred After Repaying Customer In Full With Interest

The FINRA Arbitration Panel granted the motion and Ben was never called as a witness.

FORBES: FINRA Arbitrators Hit Oppenheimer With $1 Million Damages

By the way, when will FINRA be going after all those Kentucky Colonels and mail-order ministers?

FORBES: PhD Stockbroker Fined And Suspended For Dubious Degree