这是一个帮助财务顾问和客户保持联络的社交网络服务,但同时遵守美国证券交易委员会(sec)、金融业管理局(FINRA)和金融服务局(FSA)的法规。
It's a social network that helps financial advisors keep in contact with clients - but is also in compliance with the rules from the SEC, FINRA and FSA.
我在美林证券里任分析师及最近在RosePark担任顾问时,工作中最令人紧张的部分当属于与投资者会面了。
One of the most stressful parts of my job as an analyst at Merrill Lynch, and now at Rose Park Advisors, is to meet with investors.
35亿的成本花费中最大的一部分将流向顾问,律师,会计师和23家银行,用于证券包售和公司上市。
The lion's share of the $435m in costs will go to advisers, lawyers, accountants and the 23 banks underwriting and selling the listing.
中信证券找到世达律师事务所做法律顾问。
Citic Securities has turned to Skadden, Arps for legal advice.
天咨律师事务所是很多国际知名银行和金融机构的常年法律顾问,并为中国首例资产海外证券化提供了法律服务。
CAPITAL ASSOCIATES has been retained by many major international Banks and institutions as PRC legal counsel in providing legal opinions. We have also handled the first securitization transaction.
他是中国最知名的证券杂志《证券市场红周刊》的荣誉顾问。
He is the honorary consultant of the most well-known securities magazine, Weekly on Stocks in China.
作为公司法律顾问,他在公司业务方面有着非常丰富的经验,包括在公司并购,特许经营许可权,以及证券法遵循领域。
As general corporate counsel, he has been responsible for a wide range of corporate transactions, including mergers and acquisitions, licensing and compliance with the securities laws.
作为公司法律顾问,他在公司业务方面有着非常丰富的经验,包括在公司并购,特许经营许可权,以及证券法遵循领域。
As general corporate counsel, he has been responsible for a wide range of corporate transactions, including mergers and acquisitions, licensing and compliance with the securities laws.
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