证券交易是证券市场上最频繁、最活跃和风险最集中的行为,也是证券立法的重要监管内容之一。
In the security market the securities transaction is a behavior of most frequent, active and high risk, also it is one of most contents of supervision in the securities legislation.
各国的证券监管,无不是通过证券立法,建立以会计信息充分披露为为核心的披露制度,并以此作为证券监管制度的基石。
All countries' securities regulation institutions passed laws to establish accounting information disclosing system, which laid foundation for securities regulatory system.
通过对西方主要发达国家在证券市场虚假陈述的立法进行比较研究,发掘我国在此方面进行制度设计上可资借鉴的地方。
Adoption of the West of the major developed countries in the securities market legislation false representation comparative study to explore in this area of our system design will be able to build on.
然而,由于传统观念的束缚、原有体制的缺陷以及现行立法的缺失,使得证券仲裁未能在实践中发挥应有作用。
However, due to traditional ideals' astriction, original system's limitation and existing legislation's vacancy, it has not been brought into play in practice.
国家正是通过上述方法,用立法的、行政的、行业规则的方式构筑了证券监管的严密体系。
Country has constructed the tight system of security supervision just through above-mentioned methods with administrative and legal measures and trade regular rules.
证券监管体制是指一个国家通过立法设立或认可的对该国证券行业进行制度化管理、控制、协调的整个体系。
The securities supervision system means a system which one country sets or admits by legislation that is to systematically manage, to control and to harmonize the country's securities industry.
我国在立法层面确立证券执法和解制度需要解决好和解的适用条件、基本程序、和解内容和效力等问题。
At the legislative level, our country establish the system of securities execution settlement need to solve such as applicable condition, basic program, content and effect of settlement.
既然投资者立法保护的角度解释不了,本文第五章随后从证券市场监管执法效率角度作出分析。
Since the legal investor protection can not explain the point of view, then chapter five analyzes the security market's regulation and enforcement efficiency.
我国证券投资者保护基金赔偿机制虽然借鉴了国外的立法经验,但是并未形成体系化,而且也不能充分回应中国的具体国情。
Though China's compensation mechanism has referenced foreign legislative experience, it hasn't formed a system and adequately responded to China's specific national conditions.
其中,股份有限公司的股份流通性较强,立法对其限制较少,上市公司的股份在证券交易市场上的流转更加自由顺畅。
The nature of transference of the share in public limited company is stronger, law imposes less restrictions on it, the stock of listed company can be transferred quite fluently in stock market.
从立法层面分析了我国证券税收法律体系的概况和证券税收立法的具体规定。
The author analyzes the general situation of China's legal system of securities taxation and the specific provisions of the securities taxation legislation from the level of legislation.
它弥补了我国证券民事赔偿方面立法的部分不足,与前者相比,拓展了“虚假陈述”的外延,但在诉讼时效的起算日、虚假陈述揭露日等方面的有关规定还有待于完善。
Compared with the former, it extended the outer scope of "Misrepresentation" but such provisions as value date of lawsuit prescription, disclosure date of misrepresentation still await amendments.
它弥补了我国证券民事赔偿方面立法的部分不足,与前者相比,拓展了“虚假陈述”的外延,但在诉讼时效的起算日、虚假陈述揭露日等方面的有关规定还有待于完善。
Compared with the former, it extended the outer scope of "Misrepresentation" but such provisions as value date of lawsuit prescription, disclosure date of misrepresentation still await amendments.
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