承销商债务证券发行人和投资者之间的中介。
Underwriter An intermediary between an issuer of debt securities and the investors.
承销商债务证券发行人和投资者之间的中介。
UnderwriterAn intermediary between an issuer of debt securities and the investors.
债务证券发行人和投资者之间的中介。通常投资银行为这项服务收费。
An intermediary between an issuer of debt securities and the investors. Investment Banks usually charge a fee for this service.
第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Article 151. Securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers.
第一百六十条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Article 160 a securities registrar and clearance institution shall furnish the issuers of securities with the register of securities holders and related materials.
证券交易所应当自接到该股票发行人提交的前款规定的文件之日起六个月内，安排该股票上市交易。
The stock exchange shall arrange the listing of the said stock within six months after receipt from the issuer of the documents listed in the preceding paragraph.
对信用评级流程抨击的一个关键点是必须由发行人付费给信用评级机构请其为自己的有价证券进行评级。
A key criticism is that the issuers themselves must pay the credit ratings agencies to rate their securities.
第二十三条证券公司承销证券，应当同发行人签订代销或者包销协议，载明下列事项。
Article 23. The following shall be included in the underwriting or sole agency agreement signed between a securities company and a stock issuer.
发行人不得在公告公开发行募集文件之前发行证券。
No issuer shall issue securities prior to the announcement of the document on public issuance and raising.
发行人不得在公告公开发行募集文件前发行证券。
An issuer may not issue any securities before an announcement of the relevant financial documents of public issuance.
已经发行尚未上市的，撤销发行核准决定，发行人应当按照发行价并加算银行同期存款利息返还证券持有人；
As to any securities that have been issued but haven't been listed, the relevant decision on approval for issuance shall be revoked.
寿司债券日本发行人发行的欧洲债券，这类债券不计入日本机构持有国外证券的最高限额。
Sushi Bond A Eurobond that is issued by a Japanese issuer and does not count against a Japanese institution's limits on the holdings of foreign securities.
随着我国股票发行额度制的退出及股票发行核准制的正式实施，一直被忽视的IPO发行人质量评价问题得到了证券市场前所未有的重视。
With the implementation of authorization system of issuance of shares, the evaluation of the stock issuer's quality of IPO, which has been neglected for a long time, has aroused great attention.
第三十四条股票发行采取溢价发行的，其发行价格由发行人与承销的证券公司协商确定。
Article 34 Where an issuer offers shares at a premium, the offering price thereof shall be determined through negotiation between the issuer and the securities underwriting companies.
按比例的偿债基金强迫所有投资者在发行人退还债券的偿债基金时，按同等比例放弃他们所持有的债券，这通常只适用于记名证券。
It forces all investors to give up the bonds they hold according to the same ratio when the issuer returns the sinking fund. It is often used in registered securities.
市场中性-套利：尝试了同一发行人对冲市场风险最抵销采取不同证券的立场，经常研究。
Market Neutral - Arbitrage: Attempts to hedge out most market risk by taking offsetting positions, often in different securities of the same issuer.
发行人发行普通公司债者，得免出具证券承销商评估报告及律师法律意见书。
If the issuer issues ordinary corporate bonds, it can be exempted from providing a securities firm evaluation report and legal opinion.
股票发行市场由发行人、投资者、中介机构和证券管理机构组成，其主要的建设内容是如何完善股票发行方式和确定股票发行价格。
A securities offering market is made up of issuer, investor, broker and regulatory institution, and its major role is how to perfect securities offering formula and how to ascertain issuing price.
信息披露制度是现代证券市场的重要基石，而虚假陈述则是发行人对信息披露义务的严重违反。
The information disclosure system is the fundamental basis of the securities markets, thus misrepresentation is deemed to be issuer's serious violation of information disclosure obligation.
强制转换指可转换证券的发行人行使买回权，强制投资者将证券转换成为预定数目的证券。
Forced Conversion When the issuer of a convertible security exercises their right to call the issue. This forces the investor to convert their security into the predetermined number of shares.
除了投资者希望持有美元计价证券最安全发行人——美国财政部的负债以外，很难找到长期美国国债收益率如此之低的原因。
It is hard to see a reason for yields on long-term Treasuries being so low, other than a desire to hold the liabilities of the US Treasury, safest issuer of dollar - denominated securities.
已上市的境外私营发行人必须披露其公司治理实务中与纽约证券交易所规则显著不同之处。
Listed foreign private issuers must disclose any significant ways in which their corporate-governance practices differ from NYSE rules.
第二十一条证券公司应当依照法律、行政法规的规定承销发行人向社会公开发行的证券。
Article 21 securities companies shall, in accordance with the provisions of laws and administrative regulations, underwrite the securities to the issued to the public by issuers.
第6条发行人申报(请)募集与发行有价证券，应检具公开说明书。
Article 6 an issuer registering or applying for approval to offer and issue securities shall submit a prospectus.
第6条发行人申报(请)募集与发行有价证券，应检具公开说明书。
Article 6 an issuer registering or applying for approval to offer and issue securities shall submit a prospectus.
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