依法监督检查证券发行和交易的信息公开情况；
Supervise and inspect according to the law the public disclosure of information on securities issuance and transactions;
大评级机构的主顾是证券发行机构，而不是投资者。
第二百零九条依照本法对证券发行、交易违法行为没收的违法所得和罚款，全部上缴国库。
Article 209. All the illegitimate incomes and fines lawfully confiscated and collected from issuing and trading securities against the law shall be delivered to the national Treasury.
第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Article 151. Securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers.
第三条证券的发行、交易活动，必须实行公开、公平、公正的原则。
Article 3. When issuing and dealing in securities, all concerned must abide by the principles of openness and fairness.
该证券成对发行，一份给看涨房价的投资者，另一份给看跌房价的投资者。
The securities are issued in pairs, one for investors who wish to bet on the upward movement of house prices, and one for those who think prices will fall.
财务经理可以找到以实物资产为基础的期权——实物期权，和以公司发行的证券为基础的期权。
Financial managers find options lurking in real assets-that is, real options-and in the securities the firms may issue.
石油似乎是在巨大的交易量下建立了一价位的底部，没有人会再购买财政部发行的任何负实际收益的证券了，黄金已经开始进入强烈看多的行情了。
Oil seems to be putting in a bottom on strong volume, no one is left to buy any more negative real-yield securities the Treasury is issuing, and gold has started looking very bullish.
假如投资者的收益一定，要发行证券的话，借款者偿付的利率应为6.85%，比当前的利率水平整整高出一个百分点。
To place a new issue, given the yields demanded by investors, the interest rate payable by borrowers must be 6.85%, a full percentage point higher than current levels.
当印度最知名的开发商DLF去年夏进入证券市场时，其成为了当时初次发行量最大的新股。
When DLF, India's best-known developer, floated on the stock exchange last summer, it was India's biggest-ever initial public offering at the time.
然而，世界银行的盖斯奇埃尔(FrancisGhesquiere)怀疑，一个像海地一样穷的国家，在国际证券市场上也没有任何经验，究竟可不可以发行这样的灾难债券呢？
But Francis Ghesquiere of the World Bank doubts that a country as poor as Haiti, with no experience on international bond markets, will start issuing catastrophe bonds.
诺森洛克通过证券工具向投资者发行较长期票据，从而在这个特殊的季度，银行并没有面对大规模兑现的威胁。
Northern Rock's securitisation vehicle issued relatively long-term notes to investors, so it did not face the threat of massive redemptions from this particular quarter.
第三十条证券交易当事人依法买卖的证券，必须是依法发行并交付的证券。
Article 30. Stocks traded by parties to a stock transaction shall be the stocks issued and paid for in accordance with the law.
但问题是，世界可交易证券中，以这些货币计价发行的证券相对以四大货币计价发行的证劵比例非常小，对冲基金蓝金资本的StephenJen指出。
The trouble is, securities issued in these currencies are a tiny fraction of those available in the world’s four main currencies, says Stephen Jen of BlueGold Capital, a hedge fund.
通常在这些州法律允许任何人设立银行，前提是银行券的发行要有证券支持，证券由州银行主管部门保管。
Typically these laws allowed anyone to set up a bank, provided the issue of notes was backed with securities kept on deposit with the state banking authority.
对信用评级流程抨击的一个关键点是必须由发行人付费给信用评级机构请其为自己的有价证券进行评级。
A key criticism is that the issuers themselves must pay the credit ratings agencies to rate their securities.
虽然我宁愿有别的做法，但是在目前的金融环境下，我看没有别的选择，只能要求那些证券化方持有他们所发行证券中的相当一大部分。
As much as I would prefer it otherwise, in this financial environment I see no choice but to require that all securitizers retain a meaningful part of the securities they issue.
按揭证券公司发行的债务证券极受金融机构、机构投资者和散户投资者欢迎。
The HKMC debt securities were well received by financial institutions, institutional investors and retail investors.
第二十三条证券公司承销证券，应当同发行人签订代销或者包销协议，载明下列事项。
Article 23. The following shall be included in the underwriting or sole agency agreement signed between a securities company and a stock issuer.
第二十三条证券公司承销证券，应当同发行人签订代销或者包销协议，载明下列事项。
Article 23. The following shall be included in the underwriting or sole agency agreement signed between a securities company and a stock issuer.
应用推荐