健全的公司法和证券法是向有效的公司治理迈出的第一步。
Sound legal rules in company laws and securities regulations are a first step towards effective corporate governance.
在遵守证券法的前提下，股份有限公司模式便于筹集外部资本。
Use of the corporate form may facilitate the raising of outside capital, subject to compliance with securities laws.
《证券法》和《公司法》修订后，中国证券市场对信息披露的监管要求显著强化。
In China, after revision of Enterprise Law and securities Law, securities market should strengthen the supervision of information disclosure further.
联邦证券法优先于州蓝天法。
The federal securities laws preempt the State Blue Sky laws.
他触犯了多个证券法，因此他被逮捕了。
He broke several securities laws, therefore he was arrested.
交易是否需要根据1933年证券法进行登记？
Will registration under the Securities act of 1933 be required in connection with the transaction?
证券法要求公司给所有持股人既合理又平等的待遇。
Securities laws require companies to treat all shareholders reasonably equally.
我国证券法确立了民事责任优先的原则，却缺乏可操作性。
Our Securities Law establishes priority principle of civil liability but short of self - operative.
未构成犯罪的，依照《证券法》和有关法律的规定给予行政处罚。
The administrative punishment shall be imposed on the violator pursuant to the provisions of the Securities law and relevant laws if the violation does not constitute a crime.
成员不能进行对冲交易，除非符合1933年证券法(经修订)。
No hedging transactions involving the member interests may be conducted unless in compliance with the securities act of 1933, as amended.
大多数州证券法都是以1956年《统一州证券法》为模型而制定的。
Most states securities laws are modeled after the Uniform securities Act of 1956.
该修改逆转了长期以来美国联邦证券法对“委托书征集”的宽泛界定。
S. Securities and Exchange Commission, which changes long held broad definition of "proxy solicitation".
我国对市场操纵认定标准的规定主要体现在《证券法》和一些零散的规章中。
The legal framework for pleading standards of market manipulation in China mainly consists of 1998 Securities Act and other scattered rules.
在1953年，WILKO判例认为依据《证券法》提起的请求是不可仲裁的。
In 1953, WILKO court held claims under Securities Act was not arbitrable.
追究证券欺诈者的民事责任，切实保护投资者的利益，应是证券法的主要任务。
It is central task of securities Law to find out civil liability of securities fraud and to protect interest of investor.
本文主要以美国证券法为借鉴对象来研究虚假陈述民事责任中的因果关系问题。
This paper mainly references the securities law of the United States to study the causal relations of civil tort liability of false statements.
第八条上市公司申请发行新股，应当符合《公司法》、《证券法》规定的条件。
Article 8 the conditions specified in the corporation law and the securities law shall be met when the listed company applies for issuing new shares.
一直以来，证券法限制了风险投资的“合格投资者”，即那些高身家或高收入的人。
Traditionally, securities law has restricted venture investing to "accredited investors," meaning those who are high net worth or high income.
证券法中的民事责任主要为侵权责任，其构成以损害事实、因果关系、过错为要件。
Civil liability in securities law is mainly the liability of tort, consisting the fact violation, relationship of reason and effect and mistake.
有限合伙企业的权益一般视为“证券”，其发行和出售均受联邦和州证券法的约束。
Furthermore, limited partnership interests are generally deemed to be "securities," rendering the offer and sale of such interests subject to federal and state securities laws.
活力门高管人员涉嫌违反证券法，粉饰集团公司会计账目，并提供虚假信息以操纵市场。
Livedoor executives are suspected of violating the securities exchange law by window-dressing the accounts of group companies and providing false information to manipulate the market.
本文研究《证券法》实施之后的2000—2006年沪深股市收益率与波动的周内效应。
This paper investigates the day-of-the-week effect on stock return and volatility in China during the period of 2000 to 2006.
对方还说获取账目信息的要求并不表示委员会或委员会工作人员认定公司违反了联邦证券法。
The SEC advised us that the initiation of a request for information should not be construed as an indication by the SEC or its staff that any violation of the federal securities laws has occurred.
证券民事责任的实现不仅有赖于证券法对民事责任的规定，而且有赖于其诉讼实现机制的完善。
Realization of securities civil obligation relays on not only rules on civil obligation but also perfect on action realizing system.
第三条首次公开发行股票并上市，应当符合《证券法》、《公司法》和本办法规定的发行条件。
Article 3 a stock IPO and listing shall meet the requirements for issuance as set forth by the Securities Law, the Company Law as well as the present Measures.
第三条首次公开发行股票并上市，应当符合《证券法》、《公司法》和本办法规定的发行条件。
Article 3 a stock IPO and listing shall meet the requirements for issuance as set forth by the Securities Law, the Company Law as well as the present Measures.
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