合规部门承担的其他职责不得与合规管理职责相冲突。
Other responsibility that the compliance department has shalln't be in conflict with role and responsibility of compliance management.
副董事长凯顿将不再负责花旗集团法律与合规部门，但仍负责人力资源、审计、战略规划和其它领域。
Kaden, a vice chairman, would no longer oversee Citigroup's legal and compliance departments but remain in charge of human resources, auditing, strategic planning and other areas, these people said.
与此类似，大型对冲基金计划通过自身庞大的合规部门，证明自己与身处调查旋涡中心的那些基金截然不同。
Similarly, large hedge funds are planning to use their extensive compliance departments as an important differentiator from the funds at the center of the probe.
高级管理层应采取必要的措施，以确保银行可以依赖一个常设的、有效的并符合以下原则的合规部门。
Senior management should take the necessary measures to ensure that the bank can rely on a permanent and effective compliance function that is consistent with the following principles.
通常情况下，可疑交易活动将首先呈报内部合规部门，这些部门进行调查，决定是否将其上报给全球合规负责人。
Under usual practice, suspicious trading activity is reported to in-house compliance units, who investigate and decide whether to pass reports up to global compliance officers.
一家银行应该以与自身风险管理战略和组织结构相吻合的方式组织合规部门，并为合规风险管理设定优先考虑的事项。
A bank should organize its compliance function and set priorities for the management of its compliance risk in a way that is consistent with its own risk management strategy and structures.
代行合规总监职责的人员不得分管与合规管理职责相冲突的部门，代行职责的时间不得超过6个月。
The substitutive compliance director shalln't administrate department that's in conflict with role and responsibility of compliance management. The substitutive period shall not exceed 6 months.
保险公司合规管理部门应当及时向中国保监会咨询，准确理解和把握监管要求，并反馈公司的意见和建议。
The compliance department of an insurance company shall seek advice from the CIRC to accurately apprehend the supervisory requirements, and feedback the opinions and Suggestions of its company.
培养员工，建立安全意识，制定执行职工培训计划，合规运营，部门内外合作，尽可能地优化程序。
Developing staff capabilities, creating a culture of safety, maintain training objectives, compliance and collaboration while implementing process improvements where applicable.
合规调查结束后，合规管理部门应当就调查情况和结论制作报告，并报送提出调查要求的机构。
The compliance department shall, after each investigation ends, set down a report concerning the investigation situation and conclusion, and file it with the organ requiring the investigation.
在企业管理、运营、财务管理、合规管理及风险控制等部门工作的人会对这个课程感兴趣。
People that will find this course particularly interesting are those working in business management, operations, financial control, compliance and risk control.
年，金融服务类公司有望继续招聘风险管理经理及合规与审计专业人才，以此进一步强化中后台职能部门的竞争力。
In 2017, financial services firms are likely to strengthen middle and back office functions by continuing to recruit risk managers, and compliance and auditing professionals.
年，金融服务类公司有望继续招聘风险管理经理及合规与审计专业人才，以此进一步强化中后台职能部门的竞争力。
In 2017, financial services firms are likely to strengthen middle and back office functions by continuing to recruit risk managers, and compliance and auditing professionals.
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