A securities firm shall have a complete procedure for the management of risk limits. The procedure shall include the calculation method, allocation method, and implementation of monitoring processes.
证券商对风险资本限额之管理应有一套完备之程序，包括其估算之方法，配置之方式，及监控作业之执行等。
The international organization of securities regulators should review credit rating agencies' adoption of the standards and mechanisms for monitoring compliance.
国际证券调控组织应当研究信用评级机构采纳的调控标准和机制。
The international organization of securities regulators should review credit rating agencies' adoption of the standards and mechanisms for monitoring compliance.
国际证券调控组织应当研究信用评级机构采纳的调控标准和机制。
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