In the security market the securities transaction is a behavior of most frequent, active and high risk, also it is one of most contents of supervision in the securities legislation.
证券交易是证券市场上最频繁、最活跃和风险最集中的行为,也是证券立法的重要监管内容之一。
Requiring derivatives and synthetic securities to be registered would be simple and effective; yet the legislation currently under consideration contains no such requirement.
要求衍生品与合成证券进行登记简单而有效,但目前正在考虑的法案并没有纳入任何这类要求。
The securities supervision system means a system which one country sets or admits by legislation that is to systematically manage, to control and to harmonize the country's securities industry.
证券监管体制是指一个国家通过立法设立或认可的对该国证券行业进行制度化管理、控制、协调的整个体系。
Adoption of the West of the major developed countries in the securities market legislation false representation comparative study to explore in this area of our system design will be able to build on.
通过对西方主要发达国家在证券市场虚假陈述的立法进行比较研究,发掘我国在此方面进行制度设计上可资借鉴的地方。
The author analyzes the general situation of China's legal system of securities taxation and the specific provisions of the securities taxation legislation from the level of legislation.
从立法层面分析了我国证券税收法律体系的概况和证券税收立法的具体规定。
The historic legislation completely changes the landscape for small investors, including accredited investors who have not traditionally invested in privately issued securities.
这一历史性法案的颁布完全改变了小额投资者格局,包括那些从未涉足私募领域的受信投资者。
The historic legislation completely changes the landscape for small investors, including accredited investors who have not traditionally invested in privately issued securities.
这一历史性法案的颁布完全改变了小额投资者格局,包括那些从未涉足私募领域的受信投资者。
应用推荐