So this thesis selects the entrusted asset management of securities companies as the content to study.
因此本文选取券商的委托理财业务作为研究内容,对券商的委托理财业务作一些探讨。
The ways of Merrill Lynch's revival is suggestive for operation conformity of Securities Companies in China.
分析美林公司的复兴之路,对我国证券公司进行业务整合不无启迪。
In recent years, broking business has contributed to more than sixty percent profit of securities companies.
近两年来,经纪业务贡献了我国证券行业利润的六成以上。
2001 was the authority of the national media as the most comprehensive competitiveness of securities companies.
2001年度被权威媒体评为国内最具综合竞争力的证券公司。
Protection of investors'legitimate rights is a core issue in the course of bankruptcy proceedings of securities companies.
保护投资者合法权益是证券公司破产中的重要内容。
The article provides relatively general reference for the practitioners of securities companies and securities it application.
全文对我国券商和证券业IT应用的从业者提供了较为全面的参考。
As one of the main market of securities companies, their operational risks in this area "magic mirror" before it is fully exposed.
作为证券公司,其经营风险在这方面的“照妖镜面前”的主要市场之一,是充分暴露出来。
Urged by these questions, I have made a systematic investigation and study over the risk disposition issues of securities companies.
带着这些疑问,笔者对证券公司的风险处置工作进行了比较系统的调查研究。
Article 137: business on the own account of securities companies must be conducted in their own names. Such business may not be conducted in the name of another or in the name of an individual.
第一百三十七条证券公司的自营业务必须以自己的名义进行,不得假借他人名义或者以个人名义进行。
As China's security brokage market becoming high-level competitive market, securities broker system have gain more and more preference of securities companies with its great marketing potential.
随着我国证券经纪市场竞争的加剧,经纪人制度因其巨大的营销潜力得到诸多券商的青睐。
Of deep concern is what impact a Lehman failure would have on other securities firms, insurance companies and Banks, which have come under mounting pressure in the markets.
现在最值得关心的是雷曼的倒闭会给其他面临巨大市场压力的证券公司、保险公司和银行带来怎样的影响。
Securities companies shall not operate securities or other types of business beyond the approved scope of business.
证券公司不得超出核定的业务范围经营证券业务和其他业务。
Securities companies shall not lend the accounts of their proprietary business to others.
证券公司不得将其自营帐户借给他人使用。
And Asian companies are keen to be able to buy standardised, legally enforceable and transparent securities whose prices are linked to the local supply of and demand for metals, petrol and grains.
另外,亚洲的公司们都渴望能买到规范的、受到法律约束的、透明的证券,并且能反应当地的金属、石油、和粮食供需。
Yet both companies expanded their exposure to riskier loans, both through their traditional guarantee business and through the purchase of mortgage-backed securities.
可是“两房”通过传统的担保业务及购买抵押贷款支持的证券扩大了它们的高风险贷款敞口。
Members of the board of directors, members of the board of supervisors, managers, and employees of a securities company are not allowed to take up concurrent posts at other securities companies.
证券公司的董事、监事、经理和业务人员不得在其他证券公司中兼任职务。
Roubini said it's difficult to accurately gauge the health of companies like Merrill because their financial health depends on how they value complex securities.
Roubini称,很难准确计量诸如美林这类公司的健康程度,因为他们财务的健康状况决定于如何评估符合证券。
Article 139.when operating brokerage business, securities companies shall prepare uniform certificates of authorization for securities transaction for use by the clients.
第一百三十九条证券公司办理经纪业务,应当置备统一制定的证券买卖委托书,供委托人使用。
In late April America's Securities and Exchange Commission (SEC) unexpectedly floated the idea of giving American, and not just foreign, companies the choice of using IFRS.
4月末,美国证券交易委员会(SEC)出人意料地进一步提出了允许美国本土公司选用国际会计准则的设想,而不仅仅是外国公司。
The markets are seeing a rising trend of securities being issued by private companies, a result of the disintermediation between the banks and corporate borrowers.
最近全球债券市场上私营公司发行债券的势头趋于看涨,这是因为银行和公司借款者(corporate borrowers)之间产生“脱媒现象”(disintermediation)或者叫“逆中介化现象”(即指资金需要者采取发行证券而不是采取向金融机构借款的方式筹措资金)。
In theory this would align the interests of underwriters with the companies on whose behalf they issue securities.
理论上,这样使得担保人的利益和公司发行证券的利益联系起来。
In theory this would align the interests of underwriters with the companies on whose behalf they issue securities.
理论上,这样使得担保人的利益和公司发行证券的利益联系起来。
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