No issuer shall issue securities prior to the announcement of the document on public issuance and raising.
发行人不得在公告公开发行募集文件之前发行证券。
In theory this would align the interests of underwriters with the companies on whose behalf they issue securities.
理论上，这样使得担保人的利益和公司发行证券的利益联系起来。
Article 6 an issuer registering or applying for approval to offer and issue securities shall submit a prospectus.
第6条发行人申报(请)募集与发行有价证券，应检具公开说明书。
Without attaining prior approval according to law, no unit or individual is allowed to openly issue securities to the public.
未经依法核准或者审批，任何单位和个人不得向社会公开发行证券。
Their securitization business, whereby they purchase mortgages and issue securities against them, should likewise be wound down.
它们的债券业务，也就是为了购买住房抵押贷款而发行的债券，也应该像上面那样收尾。
An investment bank is an institution that can act as an agent or underwriter for companies that wish to issue securities or equity.
投资银行是能够充当想要发行有价证券或股票的公司代理人或担保人的机构。
Middle Market Refers to companies whose value ranges between 1 and 100 million U. S. dollars. These companies usually do not issue securities.
中型市场指市值在1到100万美元之间的公司。这些公司通常不发行有价证券。
At present, the export account receivable and the transfer revenue of expected intellectual property right can be taken in the major assets to issue securities.
目前，选择出口贸易应收款和预期知识产权转让收入，作为主要资产进行证券化具有一定的可行性。
Article 29 an issuer that is to issue securities publicly shall have the right to make its own decision in selecting securities companies for underwriting pursuant to law.
第二十九条公开发行证券的发行人有权依法自主选择承销的证券公司。
Article 30 in its application for approval to publicly offer and issue securities, an issuer is required to submit a prospectus, in addition to those items already required by the Company Act.
第30条公司募集、发行有价证券，于申请审核时，除依公司法所规定记载事项外，应另行加具公开说明书。
As much as I would prefer it otherwise, in this financial environment I see no choice but to require that all securitizers retain a meaningful part of the securities they issue.
虽然我宁愿有别的做法，但是在目前的金融环境下，我看没有别的选择，只能要求那些证券化方持有他们所发行证券中的相当一大部分。
One issue the MPC faces is what securities it should buy.
货币政策委员会面对的一个问题是，该买哪一种有价证券。
Typically these laws allowed anyone to set up a bank, provided the issue of notes was backed with securities kept on deposit with the state banking authority.
通常在这些州法律允许任何人设立银行，前提是银行券的发行要有证券支持，证券由州银行主管部门保管。
Financial managers find options lurking in real assets-that is, real options-and in the securities the firms may issue.
财务经理可以找到以实物资产为基础的期权——实物期权，和以公司发行的证券为基础的期权。
The issue was that all big Banks were stricken with toxic mortgage securities, and nobody knew how big their losses would be.
问题是，所有的大银行都饱含有毒贷款证券，没人知道它们的损失会有多大。
At root is the issue of just what constitutes "proprietary trading" by Banks, especially as it relates to the issue of making trades in securities on behalf of their customers.
根本性的问题在于，哪些行为构成银行的“自营交易”，特别是因为这涉及到为客户利益而进行证券交易的行为。
The Banks worry there are no natural buyers for such securities, making them expensive to issue.
银行担心没有购买者会自愿购买他们的证券，这就会使得股票的发行价变高。
Mr Tarullo suggests that Banks should issue new securities to serve as gauges of investors' faith in them.
Tarullo先生建议，银行应该发行新的证券来测试投资者对其信心指数。
With best efforts, the underwriters have the option to buy and authority to sell securities, or if unsuccessful, may cancel the issue and forgo any fees.
第一种类型，承销人有购买股票的选择权、并有权决定是否出售股票，如果不成功，可以取消发行、并放弃一切费用。
What types of debt securities do firms actually issue?
公司发行了什么类型的债券？
Although it hopes further realised losses in America and on its asset-backed securities will be limited, a rights issue leaves it prepared for the very worst.
尽管汇丰希望，在美国市场近一步确认的损失及其持有的资产支持证券的损失将限制在某个水平，不过增发新股则将使汇丰能够对极度糟糕的状况做好准备。
However, China Merchants Securities Subordinated Debt is not the issue for the industry and which is known to too many people.
然而，中国招商证券次级债并非是该行业的问题，这是人所共知的人太多。
For the securities managers, securities online trading is not only a technique issue but also an issue of management philosophy and service model.
对于券商而言，网上证券交易不仅是一个技术效率问题，也是一个管理理念和服务方式的课题。
In Treasury securities, the issue that was auctioned off most recently. These tend to be the most actively traded issues.
国库证券中，是指最近被拍卖的。是指最近发行的不同期限品种的美国中长期国债。这些有可能是交易最活跃的部分。
An issuer may not issue any securities before an announcement of the relevant financial documents of public issuance.
发行人不得在公告公开发行募集文件前发行证券。
Securities dealers told local media last Wednesday that they have been told to await tighter rules on which companies can issue debt.
证券交易商上周三告诉当地媒体，他们被告知要等待有关哪些公司可以发行债务的更严格的规则。
Abstract: overseas listing refers to the domestic Limited by share Ltd to issue shares to overseas investors, overseas public securities exchange negotiable.
摘要：海外上市是指国内股份有限公司向海外投资人发行股票，在海外公开的证券交易所流通转让。
On the basis of price control, this paper expatiates the meaning of using the two-phases biding issue mode and analyzes the existent problems of the policy environment in the securities market.
通过抑价分析，阐述了在我国利用两阶段竞价发行方式的意义，分析了目前证券市场政策环境所存在的问题。
On the basis of price control, this paper expatiates the meaning of using the two-phases biding issue mode and analyzes the existent problems of the policy environment in the securities market.
通过抑价分析，阐述了在我国利用两阶段竞价发行方式的意义，分析了目前证券市场政策环境所存在的问题。
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