The date on which a security transaction is completed by actual exchange of securities for cash.
证券交易中现金与证券实际完成交收的日期。
FIX: the Financial Information exchange (FIX) protocol is a messaging format developed specifically for the real-time electronic exchange of securities transactions.
FIX:金融信息交换(Financial Information eXchange, FIX)协议是专门针对证券交易的实时电子交换开发的信息传递格式。
"There seems to be a predominance of short-term thinking at the expense of long-term investing," said Commissioner Daniel Gallagher of the US Securities and Exchange Commission in a speech this week.
本周,美国证交会委员丹尼尔·加拉格尔在一次演讲中表示:“短线思维似乎已占据主导地位 ,其代价是长期投资受损。”
All fund managers must disclose the net asset value of their funds to Brazil's Securities and Exchange Commission (CVM) daily, though with a 48-hour delay.
所有基金经理人每天必须向巴西证券交易委员会(CVM)公开他们手上基金的净资产价值,但有48小时延迟。
A spokesman for the Securities and Exchange Commission said the fraud was of shocking magnitude and that has spread around the world.
发言人表示,证券交易委员会表示,欺诈是令人震惊的程度,并已传播到世界各地。
The abrupt departure was apparently precipitated by a Securities and Exchange Commission court order freezing the firm's assets because of allegations of fraud.
他们的匆忙离去显然是因为一份与证券交易委员会有关的法庭指令,声称公司涉嫌诈骗而要被冻结资产。
Nor can some officials of the Securities and Exchange Commission, it seems.
看起来,一些证券交易委员会的工作人员也不能。
Also, a Conduct of Business Regulator would be responsible for investor protection. This agency would perform many duties currently done by the Securities and Exchange Commission.
另外,业务规范监管局将负责投资人的保护,并且将履行目前由美国证券交易委员会(SEC)履行的许多职能。
Buffett's father is a securities brokerage, and therefore the age of 10 he visited the New York Stock Exchange, when he resolved to become a millionaire at age 35.
巴菲特的爸爸是证券经纪,故他在10岁时参观过纽约证券交易所,当时便立志要于35岁时成为百万富翁。他认为他有25年时间,他相信他可以做到。
We will make full disclosure according to the Section 17(b) of the United States Securities Exchange Act of 1933.
根据1933年证券法17(b)规定,我们将披露任何我们获得的报酬。
The Dow Jones Industrial Average of blue-chip securities on the New York Stock Exchange was up 240.46 points, or 2.81%, to 8, 804.99.
纽约证券交易市场,道琼斯工业指数的蓝筹证券上涨了240.46,即2.81%,至8 804.99;
A different problem for Facebook and Goldman is that Goldman's planned fund could fall foul of the Securities and Exchange Commission (SEC).
Facebook跟高盛不同的一个问题是,高盛计划的基金可能与证券交易委员会规则撞车。
In a statement filed with the Securities and Exchange Commission, GM did not specify the number of shares or the price range it will be offering. See article.
在递交美国证券交易委员会的声明中,通用没有明示待发行股票的具体数量和价格区间。
Below are lists of the top 10 open-market insider purchases and sales filed at the Securities and Exchange Commission Tuesday as ranked by dollar value.
以下是美国证券交易委员会周二公布的前十大公开市场内部收购名单,以美元价值计算。
According to a Sun Securities and Exchange Commission filing, the EU issued a formal statement of objections involving the merger of Sun Microsystems and Oracle on Monday 9th November.
Sun安全与交易委员会的一份文件称本月9日欧盟委员会发表了一项正式声明——拒绝oracle对Sun的收购计划。
In late April America's Securities and Exchange Commission (SEC) unexpectedly floated the idea of giving American, and not just foreign, companies the choice of using IFRS.
4月末,美国证券交易委员会(SEC)出人意料地进一步提出了允许美国本土公司选用国际会计准则的设想,而不仅仅是外国公司。
The Securities and Exchange Commission is looking into whether AA Capital, a buy-out fund spun out from ABN Amro, a Dutch bank, misappropriated $11m of its clients' money.
(美国财政部)证券及交易委员会正在调查从荷兰银行衍生的AACapital公司是否侵占了客户1.1亿美元的资金。
There was a litany of bad business decisions, and some questionable accounting led to Livengood being investigated by America's federal securities and exchange commission.
他们一系列不正确的商业决策及一些可疑的账目导致美国联邦证券交易委员会开始调查利文古德。
The Securities and Exchange Commission is looking into the practice, on the grounds that it may favour Wall Street insiders at the expense of retail investors.
基于可能以散户投资者为代价,而利于华尔街内部人员的理由,美国证券交易委员会正对此展开调查。
In spite of years of defensive lobbying, they are having to reveal all under new Securities and Exchange Commission (SEC) rules that have just begun to take effect.
他们年复一年地到处游说为自己辩护,尽管如此,根据甫予施行的美国证券交易委员会(SEC)新条例的要求,他们现在须将一切收入公之于众。
First, the Securities and Exchange Commission (SEC) is good at the tough stuff, bringing plenty of "enforcement actions".
首先,美国证券交易委员会(SEC)擅长处理艰难困苦的事情,制定了很多“强制执行的事项”。
Other USES of spam have triggered investigations from the Securities and Exchange Commission as people send out e-mails claiming that certain penny stocks will shoot up.
有些垃圾邮件邮件招来了证券及交易委员会的调查,因为有人发邮件声称某只垃圾股价格将暴涨。
But in early May, Google filed a notice with the Securities and Exchange Commission saying it was setting aside $500 million to potentially resolve a case with the Department of Justice.
但是就在今年的五月,谷歌却发布了一份文件指出谷歌正在与美国联邦证券交易委员会达成共识,他们将预留500万美元来解决这个与美国司法部可能产生的案件。
These include worries over the application of best-execution rules to securities other than shares, such as corporate bonds or specialised derivatives, that are traded off-exchange.
这其中也包括了对最佳执行规定的实行的担忧。最佳执行规定是针对象在场外交易的公司债券或者特别设计的衍生工具类证券,而不是股票。
Markets have been volatile and we believe that they will remain volatile until the U.S. Securities and Exchange Commission begins to rein in the activities of the high frequency trading community.
市场一直不稳定。我们相信市场会继续波动,直到美国证券交易委员会着手管理高频率交易团伙的活动。
Markets have been volatile and we believe that they will remain volatile until the U.S. Securities and Exchange Commission begins to rein in the activities of the high frequency trading community.
市场一直不稳定。我们相信市场会继续波动,直到美国证券交易委员会着手管理高频率交易团伙的活动。
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