An appeals court rejected the Securities and Exchange Commission's proxy-access rules, which were designed to make it easier for large shareholders to propose candidates for corporate boards.
一个上诉法庭驳回了证券交易委员会的代理访问规则，这个规则用来使大股东更方便地提出公司的董事会成员候选人。
Such mandates are spreading, not just in securities systems across the world, but also in smaller scopes, such as for internal corporate reporting at the departmental level.
这种强制要求不仅跨越全球的证券系统，而且也将应用于更具体的领域，比如部门级别的公司内部报告。
In a filing with securities regulators Monday, Microsoft said it plans to use the proceeds for 'general corporate purposes' including repurchases of stock and acquisitions.
在周一向证券监管部门递交的文件中，微软表示其计划将筹资所得用于“一般公司用途”，包括回购股票和收购交易。
These include worries over the application of best-execution rules to securities other than shares, such as corporate bonds or specialised derivatives, that are traded off-exchange.
这其中也包括了对最佳执行规定的实行的担忧。最佳执行规定是针对象在场外交易的公司债券或者特别设计的衍生工具类证券，而不是股票。
Their ratings of corporate debt may have held up well, but they were way off in structured securities, not a lot better in sovereign debt, and now their municipal-bond ratings, too, are under fire.
他们对公司债券的评级倒还好说，但是对于结构性债券就不那么上道了，主权债券也好不到哪儿去，而最近他们对于市政债券的评级又被口诛笔伐。
While Treasuries look rich, other parts of the bond market beckon, including municipals, corporate bonds, convertible securities, some mortgage securities and preferred stock.
虽然国债看上去不错，债券市场的其他品种更有吸引力，它们包括市政债券，公司债券，可转换证券，一些抵押贷款证券和优先股。
Institutional investors are keen again on bank loan participations, covenant-light corporate debt, exotic asset-backed securities, and all manner of commercial real estate.
机构投资者再度热衷于银行参与贷款、盟约亮点公司债券、具有国外背景的资产担保证券(asset - backed security)以及各种形式的商业房地产。
Sound legal rules in company laws and securities regulations are a first step towards effective corporate governance.
健全的公司法和证券法是向有效的公司治理迈出的第一步。
Article 74. During securities trading, corporate entities are now allowed to open accounts in the name of individuals for conducting securities trading.
第七十四条在证券交易中，禁止法人以个人名义开立帐户，买卖证券。
The markets are seeing a rising trend of securities being issued by private companies, a result of the disintermediation between the banks and corporate borrowers.
最近全球债券市场上私营公司发行债券的势头趋于看涨，这是因为银行和公司借款者(corporate borrowers)之间产生“脱媒现象”(disintermediation)或者叫“逆中介化现象”(即指资金需要者采取发行证券而不是采取向金融机构借款的方式筹措资金)。
Shareholder activism is a new appearance for corporate governance in the Europe and America mature securities markets.
股东积极主义是近年来欧、美成熟证券市场上兴起的公司治理方面的新现象。
We told you last year that very unusual conditions then existed in the corporate and municipal bond markets and that these securities were ridiculously cheap relative to u.
我们去年曾告诉你，公司和市政公债市场存在非常罕见的情况，这些证券与美国财政部的相比非常便宜，我们通过几项采购支持了这个观点。
Use of the corporate form may facilitate the raising of outside capital, subject to compliance with securities laws.
在遵守证券法的前提下，股份有限公司模式便于筹集外部资本。
Corporate and investment banking, private banking, asset management and securities services, with recognised expertise, top international rankings and integrated solutions.
企业和投资银行、私人银行、资产管理和证券服务，拥有市场认可的专业知识、顶级国际排名和集成解决方案。
FOUNDER SECURITIES Ren Zeping said that the fall of corporate profits in September was mainly due to sales slowing down and the base effect.
方正证券任泽平表示，9月企业利润回落，主要受销售放缓和基数效应影响。
For organizations such as Citibank, a core program for all new management trainees includes topics such as financial analysis, securities and markets, corporate finance, credit analysis, and FX.
在类似花旗银行的组织中，有培训管理层新人的核心教程，内容包括金融分析、证券和市场、公司财政、信用分析、外汇市场等。
Echoing the discussion in Chapter III, one noticeable feature is the relative underdevelopment of corporate bond markets, including securities of long duration.
对应第三章的阐述，一个明显的特点是，各种公司债券市场都相对地欠发达，包括各种长期间的证券。
Securities and Exchange Commission (SEC). The SEC maintai a publicly available, searchable database on IPO and other corporate information that is required to be filed with the SEC.
美国证券交易委员会（SEC）坚持公开，可搜索的数据库在IPO和其他公司的信息需要向美国证交会提交数据库叫做埃德加。
Article 31 Where the transfer of shares, corporate bonds and other securities issued according to law is prohibited by law within a certain period, they may not be purchased or sold during the period.
第三十一条依法发行的股票、公司债券及其他证券，法律对其转让期限有限制性规定的，在限定的期限内，不得买卖。
During this period, almost all commercial Banks and investment Banks are engaged in securities (mainly corporate bonds) business, business-so that the two are inseparable and integration.
这一时期，几乎所有商业银行和投资银行都从事证券(主要是公司债券)业务，业务的交叉和融合使两者密不可分。
According to generalized understanding, disgorgement of corporation is an system both in the securities law and the corporate law.
依广义理解，公司归入权既是公司法亦是证券法上的一项制度。
Corporate law includes not only the law of public and private companies (such as the German GmbH and the French SARL) but also much of what is traditionally considered to be securities regulation.
公司法不仅包括公共和私营公司的法律，而且许多传统上被认为是证券监管法规。
If the issuer issues ordinary corporate bonds, it can be exempted from providing a securities firm evaluation report and legal opinion.
发行人发行普通公司债者，得免出具证券承销商评估报告及律师法律意见书。
However, we should note that securities companies are operative business in the framework of modern enterprises, hence the corporate governance of its own can not be ignored either.
但是我们必须注意到，证券公司也应是现代公司组织框架下的经营性企业，其自身的治理结构问题同样不能忽视。
The research achievement has a valuable reference for regulators on establishing some industrial standards, corporate outside audit, securities cases of judicial proceeding, etc.
研究成果对制定有关行业规范、公司外部审计以及证券司法案件诉讼等也具有一定的借鉴参考价值。
As general corporate counsel, he has been responsible for a wide range of corporate transactions, including mergers and acquisitions, licensing and compliance with the securities laws.
作为公司法律顾问，他在公司业务方面有着非常丰富的经验，包括在公司并购，特许经营许可权，以及证券法遵循领域。
As general corporate counsel, he has been responsible for a wide range of corporate transactions, including mergers and acquisitions, licensing and compliance with the securities laws.
作为公司法律顾问，他在公司业务方面有着非常丰富的经验，包括在公司并购，特许经营许可权，以及证券法遵循领域。
应用推荐