一一证券管理机关规定之其它事项。
And11. other matters as may be required by the authority in charge of securities exchange.
分析师和有价证券管理人必须用他们最好的想法散发每周报道。
Analysts and portfolio managers had to circulate weekly reports with their best trading ideas.
迈尔斯对于检方指他向证券管理委员会?SEC?提出假报表的指控承认有罪，并坦承其他股票诈欺行为。
Myers pleaded guilty to prosecution's allegation of making false filings with Securities and Exchange Commission (SEC) as well as other frauds in securities.
另一个例子是项目和证券管理工具，它们使你能够把多个项目的金融和其它方面作为一个实体来管理，而不是作为一组分离的实体来管理。
Another example is project and portfolio management tools, which allow you to manage financial and other aspects of multiple projects as one entity versus as a set of separate entities.
国际金融公司想要管理基金，募集资本，交易证券，包括股份、债权和衍生品。
The global firms would like to manage funds, raise capital and trade securities, including shares, debt and derivatives.
第三，证券选择，说的是如何管理，每个单独的资产类别？
And the third, securities selection, speaks to how it is you manage each of your individual asset classes.
积极型的管理是选择表现比其他市场良好的证券。
The goal of active management is to select securities that will perform better than the overall market.
除了全球奖和五个地区奖外，同时评选出最佳现金管理银行和最佳证券服务银行。
As well as the global and the five regional awards, we also gave awards for the best bank at cash management and the best bank for security services.
蒂姆·麦克唐纳曾任美林证券（Merrill Lynch）的基金管理人，也出任过ArrayComm的董事会成员，他说：“马蒂缔造了无线通讯行业。
“Marty created the wireless industry,” says Tim McDonald, a former fund manager at Merrill Lynch and one-time board member at ArrayComm.
蒂姆·麦克唐纳曾任美林证券(Merrill Lynch)的基金管理人，也出任过arraycomm的董事会成员，他说：“马蒂缔造了无线通讯行业。”
"Marty created the wireless industry," says Tim McDonald, a former fund manager at Merrill Lynch and one-time board member at ArrayComm.
他们可能会从销售的证券那里得到佣金；可能收取管理费，固定的或是按照为你管理资产的比例收取；可能按照小时收费；或是包括以上所有方式。
They may get a commission on the securities they sell; charge fees, either flat or a percentage of the assets they manage for you; work at an hourly rate; or a combination of all of them.
而对于流动性差的证券，行政管理人要获取并验证这些证券价格的成本可能非常高。
And for illiquid securities, it can get very expensive for an administrator to go out and verify those prices.
美国银行通过对美林证券的收购成为了目前世界上管理资产额最大的银行，其核心资产几乎都集中在美国。
Bank of America, through its acquisition of Merrill Lynch, is now the world's largest asset manager, with most of its core assets in the United States.
管理手中日益增长的证券将更加困难。
公司伺机从花旗集团购买了51%的美邦证券，这将财富管理及零售经纪推向更稳定更轻资产化。
A push into more stable, and capital-light, wealth management and retail brokerage was made through the opportunistic purchase of 51% of Smith Barney from Citigroup.
这是一个帮助财务顾问和客户保持联络的社交网络服务，但同时遵守美国证券交易委员会(sec)、金融业管理局(FINRA)和金融服务局(FSA)的法规。
It's a social network that helps financial advisors keep in contact with clients - but is also in compliance with the rules from the SEC, FINRA and FSA.
最近法院驳回了美洲银行与证券交易管理委员会达成的有关其涉嫌未披露美林银行奖金问题的协议。
A settlement between BofA and the Securities and Exchange Commission over the bank's alleged failure to disclose bonuses at Merrill was recently rejected by a judge.
最近法院驳回了美洲银行与证券交易管理委员会达成的有关其涉嫌未披露美林银行奖金问题的协议。
A settlement between BofA and the Securities and Exchange Commission over the bank's alleged failure to disclose bonuses at Merrill was recently rejected by a judge.
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