Trading the securities in clients' accounts without their authorization, trading securities in the name of clients;
私自买卖客户帐户上的证券，或者假借客户的名义买卖证券；
If investors were trading securities based on the chances of those things happening only to Alice, they would all trade at more or less the same price.
如果投资者按照这些事件发生在爱丽斯身上的概率进行证券交易，他们多多少少会在同一价格水平交易。
Article 209. All the illegitimate incomes and fines lawfully confiscated and collected from issuing and trading securities against the law shall be delivered to the national Treasury.
第二百零九条依照本法对证券发行、交易违法行为没收的违法所得和罚款，全部上缴国库。
If investors were trading securities based on the chances of these things happening to both Alice and Britney, the prices would be all over the place, because the correlations vary so much.
如果投资者基于这些事件发生在布里特尼和爱丽斯两人身上的机率进行证券交易，那就会有各种各样的价格，因为相关性的变动如此之多。
So it could improve the decision usefulness of accounting information to measure the trading securities and available for sale securities by fair value which can be measured reliably.
因此对于公允价值信息可靠性较高的交易性金融资产和可供出售金融资产，采用公允价值计量能够提高会计信息的决策相关性。
Article 209. All the illegitimate incomes and fines lawful ly confiscated and collected from issuing and trading securities against the law shall be delivered to the national Treasury.
第二百零九条依照本法对证券发行、交易违法行为没收的违法所得和罚款，全部上缴国库。
For the National Association of Securities Dealers Automated Quotation system, NASDAQ is one of the largest markets in the world for the trading of stocks.
纳斯达克(NASDAQ)是全美证券交易协会自动报价系统的首字母缩略词。它是当今世界上最大的股票交易市场之一。
At root is the issue of just what constitutes "proprietary trading" by Banks, especially as it relates to the issue of making trades in securities on behalf of their customers.
根本性的问题在于，哪些行为构成银行的“自营交易”，特别是因为这涉及到为客户利益而进行证券交易的行为。
An important element of the EU's plan for a single market in financial services, the directive embraces both wholesale and retail trading in securities, including shares, bonds and derivatives.
作为欧盟单一金融服务市场计划的一个重要因素，这项指令囊括了包括股票，债券和衍生工具在内的证券的批发和零售交易。
The move by the Justice Department highlights the scrutiny the financial world faces amid recent trading in securities related to the Greek financial crisis.
美国司法部的行动彰显了金融界在最近与希腊金融危机相关的证券交易中所受到的密切关注。
Their mathematical models rely on past trading patterns to predict how particular securities will perform in the future if other securities, say, fall in price.
它们的数学模型依赖于过去的交易规律，在其它证券价格变化(例如下跌)时，预测某种证券未来的表现。
THE trading floor at Saigon Securities in Ho Chi Minh City is buzzing on Monday morning, as shares edge towards another record closing high.
胡志明市的西贡证券的交易大堂今早是吵闹的，因为收市股价正逼近另一个高记录。
By contrast, because of the huge debts piled up by "fiscal stimulus" schemes, Japan felt compelled to add new taxes on consumer spending, land, securities trading and capital gains.
形成鲜明对比的是，在因“财政刺激”计划而导致的巨额债务的重压下，日本不得不对消费者开支、土地、证券交易和资本受益方面增加新税种。
Markets have been volatile and we believe that they will remain volatile until the U.S. Securities and Exchange Commission begins to rein in the activities of the high frequency trading community.
市场一直不稳定。我们相信市场会继续波动，直到美国证券交易委员会着手管理高频率交易团伙的活动。
Little mention is made of a big chunk of the FSA's current duties: oversight of the markets and securities trading.
但是关于FSA现在最重要的职责：市场和证券交易监管则很少提及。
As regards income from selling repurchase securities, it is required to make disclosure of the beginning balance, ending balance and the agreed repurchase price at maturity of each trading place.
卖出回购证券款，应按交易场所披露期末、期初数和到期约定回购金额。
"The area used for biofuels is increasing each year," says Nik Bienkowski, head of research at ETF Securities, a commodities trading firm in London.
“用来生产生物燃料的土地每年都在增加，”伦敦的商品交易公司ETF证券首席研究师Nik Bienkowski说。
That is how Robert Khuzami, director of enforcement at the Securities and Exchange Commission (SEC), described the hedge-fund Titan in October 2009 when he was arrested for insider trading.
美国证券交易委员会执行部门负责人罗伯特•库赞尼(RobertKhuzami)说，早在2009年的时候，那家伙就参与了内幕交易。
America's Securities and Exchange Commission—which is reported to be looking into the Movie Gallery case—describes insider trading by hedge funds as being “of significant concern”.
美国证券交易委员会――被报道正介入MovieGallery案件中――称对冲基金的内部交易处于其“重点关注中。”
Rajaratnam, founder of the Galleon Group, was convicted in May of 14 counts of securities fraud and conspiracy for trading on information he obtained illegally.
今年5月，帆船集团(Galleon Group)创始人拉贾拉特南被控14项证券欺诈和内幕交易罪名。
Rajaratnam, founder of the Galleon Group, was convicted in May of 14 counts of securities fraud and conspiracy for trading on information he obtained illegally.
今年5月，帆船集团(Galleon Group)创始人拉贾拉特南被控14项证券欺诈和内幕交易罪名。
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