Copy of securities firm permit.
一证券商许可证影本。
The securities firm shall not provide customer's capital account and securities account to others.
证券公司不得将客户的资金账户、证券账户提供给他人使用。
Method by which the securities firm will return collateral to a customer that has repaid loaned funds.
客户偿还融通款项，证券商将担保品拨还客户之方式。
The securities firm shall employ ongoing training to improve the professional ethics of wealth managers.
证券商应透过持续教育训练等方式，加强办理本项业务人员之职业道德。
The most profitable securities firm in Wall Street history was cut to “neutral” from “overweight” by JPMorgan.
摩根大通银行把这家华尔街历史上盈利最丰厚企业的股票评级从增持下调为中性。
Article 2 a securities firm shall obtain approval from the competent authority to conduct securities lending business.
第2条证券商办理有价证券借贷业务，应经主管机关核准。
Morgan Stanley also owns a passive 34% stake in China's first joint-venture securities firm, China International Capital Corp.
摩根·士丹利目前被动持有中国首家合资证券公司中国国际金融有限公司(China InternationalCapital Corp .) 34%的股权。
Article 4 a securities firm shall adopt an effective internal control system for the conduct of securities lending business.
第4条证券商办理有价证券借贷业务，应订定有效之内部控制制度。
Article 4 a securities firm that conducts securities business money lending shall adopt an effective internal control system.
第4条证券商办理证券业务借贷款项，应订定有效之内部控制制度。
'I don't expect the market to feel jubilant because of this,' said Jigar Shah, head of research in Mumbai for securities firm Kim Eng Securities.
金英证券(KimEngSecurities)驻孟买研究部负责人Jigar Shah说，我预计市场不会因此欢呼雀跃。
A securities firm shall adopt internal control and internal auditing regimes in accordance with the working procedures and mechanisms set out above.
证券商应依前开各项作业程序与机制，订定相关内部控制制度及内部稽核制度。
A securities firm shall adopt internal control and internal auditing regimes in accordance with the working procedures and mechanisms set out above.
证券商应依前开各项作业程序与机制，订定相关内部控制制度及内部稽核制度。
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