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So, SIPC was set up in 1970 and SIPC insures cash accounts up to $100,000 and securities accounts up to $500,000.
证券投资者保护公司于1970年成立,其对现金账户的保护金额高达10万美元,对证券账户的保护金额高达50万
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A pure investment bank is not a depository institution and it's also--a pure investment bank is not a broker- dealer either.
一个真正的投行不是一个储蓄机构,当然一个真正的投行也不是证券公司-,或者发行公司。
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When they created margin rules that the seller had to be borrowing against securities. Just made more money when securities went up more value.
当我们发明保证金制度,卖空证券时需要交担保金,证券升值时能赚到更多钱。
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So, we have this security and a ten-year bond would have twenty coupons attached, each with a date on them.
我们持有这样的证券，是十年期的债券,并附有二十张息票，每一个都有日期在上面。
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Of course, if think about it, as a community, the investment community is going to lose from security selection decisions.
其实很好理解,想想看,投资者群体可能,由于证券选择决策失误而蒙受损失
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In the more advanced countries, there is more trust in the securities markets, so we don't need this relationship banking as much.
在更加发达的国家中,证券市场拥有更高的信誉,所以我们不需要如此依赖银行
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SIPC did a survey of the U.S.population and this is one of the--In 2001, this is one of the questions SIPC asked.
证券投资者保护公司做过全民调查,在2001年,证券投资者保护公司调查问卷的问题之一
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You have closed end funds, trade as a security listed on the stock exchange, but what they do is own other securities.
假如你持有封闭式基金，这种基金在证券交易所作为一种债券进行交易，但是实际上它们做的是持有其他债券。
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He had a neat idea and that was to give letter grades to securities that represented credit worthiness.
他有个绝妙的主意,就是用字母,给证券评级,以此来代表其信用状况
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And the third, securities selection, speaks to how it is you manage each of your individual asset classes.
第三,证券选择,说的是如何管理,每个单独的资产类别
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If you looked at the domestic equity return -the average return that was posted in 2000--it was -3.1%.
看看国内证券的收益,2000年公报的平均收益率是负3.1%
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That is, it tends to be bigger and that is because less developed countries have less developed securities, regulation and laws, and traditions.
也可以说,银行体系势必会更加庞大,因为欠发达国家,没有完善的证券系统,法律法规和历史经验
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The problem is, if your brokerage firm fails you could lose a lot; you could lose your cash account and your security account.
可问题是,一旦经纪公司破产,你可能损失惨重,赔光你现金账户和证券账户上所有的资金
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Before I begin, I want to just give some more thoughts about the diversification through securities and that will lead us into insurance.
在我讲课之前,我想让大家思考下,证券业的多元化,以便引入保险这一课题
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You could not sell a security without giving a prospectus to the potential buyers and the prospectus would be something approved by the SEC.
没有招股说明书就不可以,出售证券给潜在买家,而且招股书需要通过证交会审核
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They're not trading in securities, although they would deal in securities as a part of the underwriting process.
他们不买卖证券，虽然在经营证券,是他们承销的一个环节。
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So, you'd have a whole bunch of people selling securities down there and they could vacate quickly if the authorities challenged you.
接下来,你雇了一群人,在这间地下室里帮你出售证券,如果政府想要发难,他们可以快速撤离
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Well, it can only be true if security selection and market timing detract from institutional returns or individual returns in the aggregate.
唯一的可能性就是证券选择,和市场时机选择,给机构和个人带来的是负的回报
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So the debt market is something worthy of studying because it really represents a market for time itself.
债券市场很值得研究,因为它恰恰代表着,证券市场的时间价值
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The Federal Reserve has a list which you can find on their website of dealers who are eligible to participate in Treasury security auctions.
美联储有一个交易商的名单,你可以在他们网站上找到,其中的交易商有资格,参与国库证券的竞标。
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The final point that I want to make with respect to security selection actually is a little bit different with the degree of opportunity.
我想说的最后一点是,就证券选择而言,运气也会带来一些差别
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Instead it deals with financial institutions and it gets involved in underwriting securities for financial institutions.
投资银行的业务对象是金融机构,业务涉及,金融机构的证券包销
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Well, those hedge funds charge enormously more than what a standard manager of marketable securities' charges.
那些对冲基金经理的收费,远比证券投资经理的收费高
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When you go to Rome, you can walk and see what's left of their stock market.
如果你去罗马的话,可以去看看当时证券市场的遗迹
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Our current portfolio has 11% allocated to domestic equities, 15% to foreign equities,and 4% to bonds, so traditional marketable securities account for 30% of assets.
我们当前的投资组合中11%是国内股,15%是国外股,4%是债券,所以传统有价证券占总资产的30%
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Investment banks are very different in that a pure investment bank does not accept deposits and it doesn't make loans; it's an underwriter for securities.
投资银行是完全不同的,单纯的投资银行既不吸收存款,也不发放贷款,投行是证券承销商
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This was motivated by a spectacular failure of a brokerage, Goodbody & Co., in 1970.
一家证券经纪行的倒闭改变了这一状况,古德巴迪公司,于1970年倒闭
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I remember when interest rate swap accounting was done on a different market security basis.
我记得利率会换记账法,在不同的证券市场施行时。
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The collateral could be a number of things including mortgages--securitized mortgages that are risky and dangerous assets.
抵押品可是很多种东西,包括抵押贷款-证券化按揭贷款,这种有风险的，危险的资产。
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