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And I'm going to run it in a sec, but you can see, the same kind of idea.
我马上要去运行它，但是你们会明白，思想是一样的。
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You could not sell a security without giving a prospectus to the potential buyers and the prospectus would be something approved by the SEC.
没有招股说明书就不可以,出售证券给潜在买家,而且招股书需要通过证交会审核
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I'm still trying to work out a role for you so hang on for one sec.
我还在想给你配个什么角色,先等一会儿吧。
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There has been, over the years a lot of turf battles between the SEC and the CFTC because it's sometimes unclear whether something is a security or a futures.
历年来,证券交易委员会和期货交易委员会的领域战争层出不穷,因为有时候很难说,一个东西究竟是证券还是期货。
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F.D. stands for full disclosure -this is a SEC regulation.
.D.是指公司财务信息的完全披露,这是证交会的一项规定
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If you're a public company it means that you've gone through the procedures at the SEC to be approved as a public company.
一家上市公司,是通过证交会的审查程序,而被批准为上市公司的
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There were precursors to this, but the SEC forces the difference between public and private securities and this is a very important distinction.
例如证交会强制界定了,公共券商与私募券商之间的差异,这是非常重要的划分
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If you are--this is a private investment company -let's think before we talk about hedge--think of -suppose you're a public investment company approved by the SEC.
如果你是...这是一种私募投资公司,...在我们讨论对冲基金之前大家想一想,...假设你有一家经证交会认证的公共券商
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There was a hostile attitude between business and the original SEC.
早期的证券交易委员会与商界,势不两立
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Basically, what it did was it made it feel that people wouldn't get cheated; the SEC was a strong regulator and it really did restore confidence in the financial markets in this country.
证券交易委员会的辛勤付出,使人们感到不会受骗,证券交易委员会是一个强大的监管机构,它也重塑了,这个国家对金融市场的信心
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Last year, the SEC put out a proposal that -it's getting too easy to be an accredited investor -so they put out a proposal that we raise the wealth level to $2.5 million.
去年证交会发布了一项提议,鉴于合格投资者的门槛较低,因此他们提议,把准入门槛提高到250万美元
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It's for small investors because currently the limit on the SEC is $100,000; that's not a lot of money.
对于小额投资者,SEC规定的最低担保额为10万美元,实在不算多
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