The Securities and Exchange Commission, from the beginning, had it as its mission to make financial markets work properly; that is a wonderful story.

从成立那天起,证券交易委员会,就肩负着确保金融市场良好运作的使命,这是个利民的机构

耶鲁公开课 - 金融市场课程节选

Instead it deals with financial institutions and it gets involved in underwriting securities for financial institutions.

投资银行的业务对象是金融机构,业务涉及,金融机构的证券包销

耶鲁公开课 - 金融市场课程节选

So, for example, FINRA, which used to be called The National Association for Security Dealers, is a membership organization of people in the financial community and it imposes rules on its members.

比如说FINRA,以前被称为,全美证券商协会,这是金融界的一个会员组织,负责给协会成员,订立制度

耶鲁公开课 - 金融市场课程节选