How to Implement an Effective Due Diligence in Financial Cases?
如何有效实施财务尽职调查？
With the happening of domestic and abroad financial cases, operational risk privation has increasingly become the focus of the risk management for commercial banking.
随着国内外金融案件的频频发生，操作风险防范问题正日益成为商业银行风险管理的焦点领域。
In recent years, along with a series of financial cases exposed, accountancy industry faces an unprecedented information truthfulness crisis, bearing public pressure.
近年来，随着一系列财务造假案的曝光，会计业正面临着前所未有的信息质量危机，承受着社会各界的压力。
In a considerable percentage of cases of debt-induced financial stress, credit cards and loans will be a central element.
在相当大比例的债务引发的财务压力案例中，信用卡和贷款是核心因素。
In some cases, they have been accused of advising Banks on how to create new financial products to earn better ratings.
在某些案例中，它们被控告为银行提出如何操作金融产品，以获取更高评级的建议。
Thanks to the financial crisis, however, that position has changed: municipal yields are much closer to and, in some cases, above those on Treasuries (see chart).
然而，由于金融危机，那种情况已经改变：市政的(债券)收益更接近或在某些情况下比国债的高(见图)。
In many borderline cases involving financial fraud, the crime ultimately lies in the eye of a beholding jury or judge.
在很多涉及金融欺诈的类似事件中，最终罪行的有无全凭陪审团和法官怎样看待。
It may yet have an impact on some financial firms and industry figures: it has referred several cases of possible wrongdoing to the Justice Department.
似可译为：它或许也会对一些金融公司和行业的人物产生影响：它已经向司法部递交了几个案子，对他们的可能错误的做法提出指控。
Covenants can severely reduce a group's flexibility, forcing it to come up with extra money when its financial position is weakening. In some cases, they can trigger a collapse.
严格的条款减少了公司的灵活性，另其在财务状况不佳时，不得不借贷更多，这样有时可能导致破产。
The SEC's 61-page complaint quotes from internal emails from Dell executives, in some cases discussing the need for larger payments from Intel to hit financial goals.
SEC的起诉书长达61页，其中引述了戴尔高管所发内部邮件，其中部分邮件显示，这些高管曾讨论过是否需要英特尔支付更多的特殊费用以帮助戴尔达成其财务目标。
The interest charged by the Fed on the loans will in most cases range from 2% to 4%, rates that many Banks and financial companies will be willing to pay in the absence of investor demand.
Fed对这类贷款大多收取2% - 4%的利息；在投资者需求不足的情况下，许多银行和金融公司都乐意支付这样的利率水平。
Some requirements include 990 tax returns, Letter of Determination, certificate of good standing, bylaws, and in some cases audited financial statements.
有些需求包括990纳税报单，决定信（Letterof Determination），良好的身份证明，章程，并且有的时候还包括经过审计的财务报告。
This year, with fill rates from most banks exceptionally high, all the data displayed here dates from financial years ending in 2010 – or even 2011 in some cases such as Japan.
今年，今年，大部分银行的填充率特别高，所有列出的数据来源于2010年末，或者甚至在某些情况下是2011的数据，比如日本。
The result is that, in many cases, there is a net financial outflow from poorer to richer countries - an alarming state of affairs.
结果是，在许多情况中，出现资金从较贫穷国家向较富裕国家外流的情况——这是令人担忧的事情。
But in other cases, especially during the financial crisis, TV makers have to adapt their work to the needs of clients.
然而在其他情况下，尤其是经济危机期间，电视制片人们就不得不根据客户的需求来调整工作了。
The Supreme Court has warned against a “probability of unfairness”, but its most definitive ruling only bars judges from cases in which they have a financial stake.
联邦最高法院对(因未执行回避规则而)“可能产生的不公正”而提出警告，但是回避规则中最大的限制也仅是禁止法官参与那些与其经济利益相关的案件审理。
In cases of losses caused by a breach of contract, the financial responsibility shall be borne by the party that has breached the contract.
如果因违反合同而造成损失的，应由违反合同的一方承担经济责任。
Familiar with the listed company financial institution and business process, both are listed on the successful cases and oversea working experience is preferred.
熟悉上市公司财务制度、业务流程；有境内外上市成功案例者或海外相关工作经历者优先。
A judge in California recently allowed one of these cases to proceed, bringing fresh uncertainty over Uber's financial obligations.
近期，加州的一位法官接受处理一起这样的案件。这给优步的财务责任带来了新的不确定性。
In the highlight part, analyzing some typical cases and ascertaining these financial problems in private-owned companies, we will discover the reasons leading them.
在本文的核心部分，首先将分析一些具有代表性的案例，找到导致民营失败的普遍性的财务问题，并研究出现这些问题的原因。
In most cases, it's all about adopting smarter financial habits - something anyone can learn.
大多数情况下与更聪明的理财习惯有关——任何人都可以学习它们。
But in other cases especially during the financial crisis TV makers have to adapt their work to the needs of clients.
然而在其他情况下，尤其是经济危机期间，电视制片人们就不得不根据客户的需求来调整工作了。
What seems to be lacking in many cases, however, is a clear mandate for ensuring financial stability.
但是，在许多情况下，看来所缺乏的是，规定一项明确的任务去保证金融稳定。
Banks will need to change radically their practices and the mentality that have led in many cases to excessive risk-taking and contributed to the financial crisis.
各银行将需要极大地改变做法和心态；在很多情况下，他们过去的做法和心态造成了过度的冒险，并给金融危机起了推波助澜的作用。
International financial corporations of the world bank having shares of shanghai bank and Goldman sachs and Morgan Stanley having shares of Ping'an Insurance are two cases in point.
国际金融公司-世界银行拥有上海银行的股份，高盛和摩根斯坦利拥有平安保险的股份就是其中两个典型的案例。
The rotation system has been carried out in many countries since the early years of this century because of the numerous financial fraud cases.
近年来，众多财务舞弊案件的发生促使各国先后推行审计轮换制度。
Speaking objectively, several complicated and deep factors including social circumstance and historical reasons contribute to the happening of financial fraud cases.
客观地说，财务欺诈事件的发生有着复杂、深刻的社会背景和历史原因。
Earnings quality is a very important aspect of the evaluation of corporate financial health. Poor earnings quality is often associate with financial fraud cases.
盈余质量是评价企业财务健康状况的一个很重要方面，较差的盈余质量往往是与众多的财务舞弊案件联系在一起的。
In most cases, these products or services otherwise need to be purchasedby the project and therefore have a real financial value to the investee.
在大多数情况下，如果不是这样，这些产品或服务还需要项目再进行采购，因此它们对被投资者同样具有真正的金融价值。
In most cases, these products or services otherwise need to be purchasedby the project and therefore have a real financial value to the investee.
在大多数情况下，如果不是这样，这些产品或服务还需要项目再进行采购，因此它们对被投资者同样具有真正的金融价值。
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