Article 4 the banking associations, as a self-regulatory organization of the industry.
第五条银行业协会作为行业自律组织。
This would be a violation of the rules applying to the CME as a self-regulatory organization.
这种做法违反了芝加哥商品交易所作为自我监管机构的规定。
FINRA's own member firms called for real meaningful transparency from this self-regulatory organization and largely received lip service from FINRA's board in response.
FINRA的会员公司也曾呼吁该自律监管机构提供真正意义上的透明度,但对于这些呼声FINRA理事会大多只是口头敷衍了事。
Is the account holder a member of an exchange or a regulatory or a self-regulatory organization, or an associated person, affiliated person or employee of an exchange member?
是否此账户的持有人为一个交易所或监管机构,或自我监管机构的雇员或相关人员?
According to the CME Group's (CME) Chicago Mercantile Exchange, the world's dominant futures market and the designated "self-regulatory organization" of MF Global, those rules were violated.
CME集团旗下的芝加哥商品交易所(Chicago MercantileExchange)是全球最大的期货市场和明富环球金融集团的自我监管机构,该交易所表示这种做法违反了规定。
Article 162. The stock brokers' association is a self? Regulatory organization and a social legal entity.
第一百六十二条证券业协会是证券业的自律性组织,是社会团体法人。
Article 162. The stock brokers' association is a self? Regulatory organization and a social legal entity.
第一百六十二条证券业协会是证券业的自律性组织,是社会团体法人。
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