• Article 4 the banking associations, as a self-regulatory organization of the industry.

    第五条银行业协会作为行业自律组织

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  • This would be a violation of the rules applying to the CME as a self-regulatory organization.

    这种做法违反芝加哥商品交易所作为自我监管机构规定

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  • FINRA's own member firms called for real meaningful transparency from this self-regulatory organization and largely received lip service from FINRA's board in response.

    FINRA会员公司也曾呼吁自律监管机构提供真正意义上透明度,但对于这些呼声FINRA理事会大多只是口头敷衍了事。

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  • Is the account holder a member of an exchange or a regulatory or a self-regulatory organization, or an associated person, affiliated person or employee of an exchange member?

    是否账户持有人为一个交易所监管机构,或自我监管机构的雇员相关人员

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  • According to the CME Group's (CME) Chicago Mercantile Exchange, the world's dominant futures market and the designated "self-regulatory organization" of MF Global, those rules were violated.

    CME集团旗下芝加哥商品交易所(Chicago MercantileExchange)是全球最大期货市场明富环球金融集团自我监管机构,该交易所表示这种做法违反了规定

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  • Article 162. The stock brokers' association is a self? Regulatory organization and a social legal entity.

    第一百六十二条证券业协会证券业的自律性组织社会团体法人。

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  • Article 162. The stock brokers' association is a self? Regulatory organization and a social legal entity.

    第一百六十二条证券业协会证券业的自律性组织社会团体法人。

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