• This can be ordered by the regulator, because of a breach of securities rules, or can be arranged by the company itself, because it is being taken private, has merged with another group, etc.

    可能是因为违规操作而监管机构下令摘牌,可能由于私人收购,其他集团合并原因公司自己作出安排

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  • America is not, but new rules from the Securities and Exchange Commission will require firms to reveal what, if anything, they are doing to increase diversity at the top table.

    美国没有如此但是证券交易委员会规定要求要求公司(如果有的话)公布起其公司高层多样化做出的行动。

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  • In spite of years of defensive lobbying, they are having to reveal all under new Securities and Exchange Commission (SEC) rules that have just begun to take effect.

    他们复一年地到处游说自己辩护,尽管如此根据甫予施行美国证券交易委员会(SEC)条例的要求,他们现在须将一切收入公之于众

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  • The rules require funds to buy high-quality securities - and to ascertain that quality through their own due diligence, rather than relying only on credit ratings.

    这个规则要求基金购买高等级证券并且是根据自己勤奋工作来稽查证券的质量不仅仅依赖信用等级

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  • US securities exchange commission rules oblige companies to make a listing once they passed this threshold.

    美国证券交易委员会发行了规定迫使公司一旦通过道门槛就必须上市

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  • An appeals court rejected the Securities and Exchange Commission's proxy-access rules, which were designed to make it easier for large shareholders to propose candidates for corporate boards.

    一个上诉法庭驳回证券交易委员会代理访问规则这个规则用来使股东方便提出公司的董事会成员候选人

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  • Rules governing the fixed income securities that banks and institutional investors can hold, and in what amounts, rely on credit ratings.

    规定银行机构投资者持有以及持有多少固定收益证券的法规条例依赖于相应证券的信用评级

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  • These include worries over the application of best-execution rules to securities other than shares, such as corporate bonds or specialised derivatives, that are traded off-exchange.

    这其中包括了对最佳执行规定实行的担忧。最佳执行规定针对象在场外交易公司债券或者特别设计衍生工具证券不是股票

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  • Sound legal rules in company laws and securities regulations are a first step towards effective corporate governance.

    健全的公司法证券法有效公司治理迈出的一步

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  • And the scheme will buy only securities that originally had an AAA credit rating, which rules out the nastiest stuff.

    救援计划购买那些原有信用评级达到AAA级债券这一原则那些最差的资产排除在外。

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  • It would have been down to the Securities and Exchange Commission (SEC) to judge, after the placement's completion, whether it complied with the rules.

    股权分置一结束交由证券交易委员会来仲裁,看它是否符合相关法律规定。

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  • The Securities and Exchange Commission (SEC) frets that looser rules will let key derivative traders, such as hedge funds, off the hook.

    证券交易委员会简称证交会担心宽松的条款可能对冲基金这样主要衍生物交易者漏网。

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  • Yet there are hopes that excessive salaries will wither this year, thanks to new rules rushed into force last month by America's Securities and Exchange Commission.

    由于上个月美国证券交易委员会匆匆颁布的制度,高层薪水今年有望减少。

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  • Global securities regulators gathered recently to discuss rules on short selling.

    来自全世界证券监管者近日讨论制定有关卖空行为的限制条款。

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  • The Securities and Exchange Commission has issued new rules temporarily suspending the practice of short-selling on the stocks of financial institutions.

    证券交易管理委员会已经发布了新的规则临时取消金融机构股票期货交易

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  • After the market closed on October 16th, the securities regulator unveiled rules it proposes for foreign investors who are not registered in India.

    10月16日股市收市,印度的股市监管机构发布那些印度注册外国投资人的法令草案。

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  • The two agencies tasked with penning the rules, the Securities and Exchange Commission (security-based swaps) and the Commodity Futures Trading Commission (the rest), face a huge task.

    身负拟法重任家中介机构,负责拟定证券类型交易法规的美国证券交易委员会以及负责其他类型交易法规的美国商品期货交易委员会,面临繁重的任务。

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  • Interpretation of the competition rules of the Project shall reside with Guosen Securities co., Ltd.

    项目竞赛规则最终解释权归国证券股份有限公司所有。

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  • Securities dealers told local media last Wednesday that they have been told to await tighter rules on which companies can issue debt.

    证券交易商上周三告诉当地媒体他们告知等待有关哪些公司可以发行债务更严格规则

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  • The securities firm should recommend appropriate product or service to customer based on their status. Detailed rules should be formulated by the Securities Association of China.

    证券公司应当根据所了解的客户情况推荐适当产品或者服务具体规则中国证券业协会制定

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  • Other conducts which are in violation of securities laws and regulations or conducts prohibited by the rules prescribed by the Commission.

    二三其他违反证券管理法令本会规定不得为之行为

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  • At the sharp end, mortgage brokers bent the rules to get subprime borrowers to sign "liars' loan" documents, encouraged by the insatiable demand from Wall Street banks for mortgage securities.

    一招是,受华尔街银行抵押贷款证券无境止的需求的驱动,抵押贷款经纪人篡改规定次贷借款者签署骗子贷款文件

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  • This week, the Securities and Exchange Commission proposed new rules for credit rating agencies.

    本周,SEC(美国证券交易委员会)提出了信用评级机构的条例

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  • The US securities Class Action Institution virtually referred to the application of Federal Rules of Class Action to the field of securities fraud.

    美国证券集团诉讼制度实乃美国联邦集团诉讼规则在证券欺诈领域具体适用

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  • The pledges of securities involved in the pledge-style bond repurchase, settlement collateral and other businesses shall be handled according to the relevant business rules of CSDCC.

    债券质押回购、交收担保业务涉及证券质押本公司相关业务规定办理

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  • In 2012, the U. s. Securities and Exchange Commission (SEC) adopted the final rules to implement the reporting and disclosure requirements concerning Conflict Minerals.

    2012年,美国证券交易委员会(SEC)采用了最终规则,规定如何填写冲突矿产报告揭示与冲突矿产相关要求

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  • In response, the Securities and Exchange Commission on January 17 took the first step toward adopting rules to better show shareholders how much their top executives and directors are paid.

    对此,美国证券交易委员会(the Securities and Exchange Commission)1月17日迈出了一步,旨在通过制定规则股东更好地了解他们高管和董事的薪资状况。

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  • Realization of securities civil obligation relays on not only rules on civil obligation but also perfect on action realizing system.

    证券民事责任实现不仅有赖于证券法民事责任的规定而且有赖于其诉讼实现机制完善

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  • By the combination of creditor's right with securities, securities creditor's right promotes the assignment of creditor's right effectively, the rules of which have been perfect comparatively.

    证券化债权通过债权证券有机结合,有效促进债权的流通,证券债权的流通规则已经相对比较完善

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  • By the combination of creditor's right with securities, securities creditor's right promotes the assignment of creditor's right effectively, the rules of which have been perfect comparatively.

    证券化债权通过债权证券有机结合,有效促进债权的流通,证券债权的流通规则已经相对比较完善

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