I want to start out with the origins of securities regulation.
我先从证券监管的起源讲起。
Chapter 2, the international comparison of securities regulation systems.
第二章,证券业规制体制的国际比较。
Chapter 4, the development trend of Chinese securities regulation in the future.
第四章,中国证券业规制的未来趋势。
We can conclude that information disclosure is the heart of securities regulation.
通过经济学分析的方法,可以得出结论,信息披露是证券监管的核心。
China securities regulation is becoming to be mature now, but there are still some problems.
虽然中国证券监管在不断地走向完善,但仍然存在着种种问题。
Another important distinction in securities regulation is the distinction between insider and outsider.
证券监管另一个重要的划分是,局内人和局外人。
The proposal of securities regulation ideas is an overall thinking of recent securities regulation work.
证券监管理念的提出,是对近几年来证券监管工作的一次全面的思考。
All countries' securities regulation institutions passed laws to establish accounting information disclosing system, which laid foundation for securities regulatory system.
各国的证券监管,无不是通过证券立法,建立以会计信息充分披露为为核心的披露制度,并以此作为证券监管制度的基石。
The factors that impact the structure of company ownership are various, the major factors are the securities regulation level and legal environment for the protection of outside investors.
影响一国公司股权结构的因素是多方面的,但证券市场监管水平的差异和对中小投资者的法律保护程度差异是主要的因素。
Corporate law includes not only the law of public and private companies (such as the German GmbH and the French SARL) but also much of what is traditionally considered to be securities regulation.
公司法不仅包括公共和私营公司的法律,而且许多传统上被认为是证券监管法规。
We know that last autumn some problems occurred with the funds in the Chinese securities markets, and there was a rectification effort that resulted in strengthened regulation.
法国欧洲时报记者:去年秋天中国的基金发生了很大的问题,后来经过严格的整顿,加强了监管。
To strengthen the accounting regulation of Securities market is an important issue on assuring of the rule, stability, healthy and orderly precondition that operates economic activities.
加强证券市场的会计监管,是确保组织的经济活动合规、稳定、健康有效运行的前提条件。
Compared with market mechanisms, securities information regulation is a better mechanism to overcome or relieve information asymmetry and market inefficiency.
相对于市场机制,证券信息监管是克服或缓解信息不对称及市场无效性的较优选择。
If it commissions anyone who is not an employee thereof, the form of securities brokers shall be taken in accordance with the Regulation, and no other form may be taken.
委托公司以外的人员的,应当按照《条例》规定的证券经纪人形式进行,不得采取其他形式。
But existing regulation theory or doctrine in economics is almost about common goods, researches in economics about the regulation of securities market are still at the beginning.
然而,经济学关于监管的理论和学说基本上是针对普通商品市场的研究成果,经济学关于证券市场监管的理论研究还处于起步阶段。
The promulgation of such a regulation has caused considerable influence on China's securities civil law suit system and numerous individual investors.
该条规定的出台,对我国证券民事诉讼制度和广大小投资者产生了重大的影响。
The existence of such questions exposes the imperfection and the low efficiency of the regulation, expressing the big defect existing in China's securities market regulation system.
这些问题的存在暴露出我国证券监管功能不完善及监管效率的低下,折射出我国的证券监管体制存在很大的缺陷。
As market develops, more and more violations of law and securities crimes emerge, higher expectation of regulation demands is obvious.
同时证券市场违法违规的层出不穷对监管的要求也越来越高。
Shares of stock are "securities" and as such are subject to federal and state regulation of their offer and sale.
股份属于“证券”,因而其发行和要受联邦和州的管理。
Regulaters of the world securities market commit themselves to the accounting information disclosure to guide securities market regulation activities.
世界各国证券市场的监管者均致力于会计信息披露管制的研究,以期指导证券市场的监管活动。
Article 53 Protection fund regulatory institute for securities investors should acquire creditor's right and make up transaction settlement fund of customers according to national regulation.
第五十三条证券投资者保护基金管理机构应当按照国家规定,收购债权、弥补客户的交易结算资金。
Article 35 During administrative liquidation period, the handled securities firm is free from administrative fee and tax prescribed by administrative regulation such as VAT and business tax.
第三十五条行政清理期间,被处置证券公司免缴行政性收费和增值税、营业税等行政法规规定的税收。
Information disclosure regulation is highly praised as an important mechanism for maintaining the credibility and validity of securities market in the developed securities market of west countries.
信息披露制度作为保持证券市场可信度与有效性的重要机制在西方发达的证券市场中备受推崇。
Article 2 "Gifts" in the present Regulation refers to presents in cash and kind or negotiable securities.
第二条本规定所称的礼品,是指礼物、礼金、有价证券。
That is, it tends to be bigger and that is because less developed countries have less developed securities, regulation and laws, and traditions.
也可以说,银行体系势必会更加庞大,因为欠发达国家,没有完善的证券系统,法律法规和历史经验。
That is, it tends to be bigger and that is because less developed countries have less developed securities, regulation and laws, and traditions.
也可以说,银行体系势必会更加庞大,因为欠发达国家,没有完善的证券系统,法律法规和历史经验。
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