Article 151. Securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers.
第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Some observers say there is a conflict of interest, as the issuers of securities pay the agencies to rate them.
一些观察员宣称存在一个利益冲突,证券发行者贿赂了估价的机构人员。
A key criticism is that the issuers themselves must pay the credit ratings agencies to rate their securities.
对信用评级流程抨击的一个关键点是必须由发行人付费给信用评级机构请其为自己的有价证券进行评级。
Issuers will now have a menu of options when deciding what type of offering they want to conduct and what exemption from securities registration they want to use.
如今,发行人可以选择提供什么样的筹资类型,以及通过什么方式豁免证券登记审批。
Article 160 a securities registrar and clearance institution shall furnish the issuers of securities with the register of securities holders and related materials.
第一百六十条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。
Traditional Theories hold that, financial intermediary facilitates the issue of financial securities and their transformation from issuers to the investors.
传统理论认为,金融中介便利了金融证券的产生及从发行者向投资者的转移。
Article 21 securities companies shall, in accordance with the provisions of laws and administrative regulations, underwrite the securities to the issued to the public by issuers.
第二十一条证券公司应当依照法律、行政法规的规定承销发行人向社会公开发行的证券。
Article 21 securities companies shall, in accordance with the provisions of laws and administrative regulations, underwrite the securities to the issued to the public by issuers.
第二十一条证券公司应当依照法律、行政法规的规定承销发行人向社会公开发行的证券。
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