The Securities Commission chastised the firm but imposed no fine.
证券委员会责备了该公司但没有课以罚款。
This process only safe, fast and securities commission, the new system on-site open-end funds, and other functions.
此程序只进行安全、快捷的证券委托交易，系统新增场内开放式基金等功能。
The Australian Securities Commission Act 1989 (Cwlth) established this body to administer the new corporations Law.
澳大利亚证券委员会法1989(澳大利亚联邦)建立了这个机构去实施新公司法。
Securities commission agency, brokerage, agency, and other relevant businesses approved by the Competent Authority.
三有价证券买卖之行纪、居间、代理及其他经主管机关核准之相关业务。
On the other hand, China's Securities Commission has no powers to impose punishments, which must be imposed by the courts.
另一方面，中国的证券事务监察委员无权施加惩罚，必须由法院审理。
"There seems to be a predominance of short-term thinking at the expense of long-term investing," said Commissioner Daniel Gallagher of the US Securities and Exchange Commission in a speech this week.
本周，美国证交会委员丹尼尔·加拉格尔在一次演讲中表示：“短线思维似乎已占据主导地位 ，其代价是长期投资受损。”
US securities exchange commission rules oblige companies to make a listing once they passed this threshold.
美国证券交易委员会发行了规定，这迫使公司一旦通过这道门槛就必须上市。
Hundreds more are awaiting approval from the Securities and Exchange Commission (which, worryingly, cannot provide a precise number).
还有几百支在等待着联邦证券交易委员会的批准。(令人担忧的是，委员会并不能提供准确数字。)
Some have directed their fury at the securities and exchange commission, the US financial watchdog, which failed to spot the fraud.
一些人把愤怒投向了美国的金融监管机构——证券交易委员会，它未能发现此次诈骗案。
A requirement for hedge funds to register with the securities and exchange commission and to disclose financial information.
要求对冲基金必须在美国证券交易委员会注册登记，并定期披露财务信息。
There was a litany of bad business decisions, and some questionable accounting led to Livengood being investigated by America's federal securities and exchange commission.
他们一系列不正确的商业决策及一些可疑的账目导致美国联邦证券交易委员会开始调查利文古德。
A spokesman for the Securities and Exchange Commission declined to comment.
证券交易委员会的一名发言人拒绝发表评论。
Nor can some officials of the Securities and Exchange Commission, it seems.
看起来，一些证券交易委员会的工作人员也不能。
All fund managers must disclose the net asset value of their funds to Brazil's Securities and Exchange Commission (CVM) daily, though with a 48-hour delay.
所有基金经理人每天必须向巴西证券交易委员会(CVM)公开他们手上基金的净资产价值，但有48小时延迟。
The abrupt departure was apparently precipitated by a Securities and Exchange Commission court order freezing the firm's assets because of allegations of fraud.
他们的匆忙离去显然是因为一份与证券交易委员会有关的法庭指令，声称公司涉嫌诈骗而要被冻结资产。
America is not, but new rules from the Securities and Exchange Commission will require firms to reveal what, if anything, they are doing to increase diversity at the top table.
美国并没有如此，但是证券交易委员会的新规定要求要求公司(如果有的话)公布起其在公司高层多样化中所做出的行动。
The first, about trends in small manufacturers' profits, was based on a brand-new statistical series from the Federal Trade Commission and the Securities and Exchange Commission.
刚开始的时候，我先根据联邦商务委员会和证券交易委员会的系列统计数据，写些关于小制造商赢利趋势的文章。
The Securities and Exchange Commission is looking into the practice, on the grounds that it may favour Wall Street insiders at the expense of retail investors.
基于可能以散户投资者为代价，而利于华尔街内部人员的理由，美国证券交易委员会正对此展开调查。
In spite of years of defensive lobbying, they are having to reveal all under new Securities and Exchange Commission (SEC) rules that have just begun to take effect.
他们年复一年地到处游说为自己辩护，尽管如此，根据甫予施行的美国证券交易委员会(SEC)新条例的要求，他们现在须将一切收入公之于众。
It would have been down to the Securities and Exchange Commission(SEC) to judge, after the placement’s completion, whether it complied with therules.
在募股完成之后，高盛是否遵守了规则，其所作所为将会由证券交易委员会来评判。
After numerous tips the Securities and Exchange Commission (SEC) investigated him.
证券与交易委员会(SEC)在得到很多秘密消息后调查过他。
A spokesman for the Securities and Exchange Commission said the fraud was of shocking magnitude and that has spread around the world.
发言人表示，证券交易委员会表示，欺诈是令人震惊的程度，并已传播到世界各地。
The Securities and Exchange Commission (SEC) has intervened in the epic struggle between financial companies and the hedge funds that are short-selling their shares.
证券与交易委员会（SEC）已经插手干涉金融企业和卖空他们股票的对冲基金之间的大规模的斗争。
The Securities and Exchange Commission says Goldman misled two clients by failing to give adequate disclosure.
美国证券交易委员会称高盛由于没有给予足够的信息误导了两家客户。
Other USES of spam have triggered investigations from the Securities and Exchange Commission as people send out e-mails claiming that certain penny stocks will shoot up.
有些垃圾邮件邮件招来了证券及交易委员会的调查，因为有人发邮件声称某只垃圾股价格将暴涨。
It would have been down to the Securities and Exchange Commission (SEC) to judge, after the placement's completion, whether it complied with the rules.
股权分置一结束，它就得交由证券交易委员会来仲裁，看它是否符合相关法律规定。
First, the Securities and Exchange Commission (SEC) is good at the tough stuff, bringing plenty of "enforcement actions".
首先，美国证券交易委员会(SEC)擅长处理艰难困苦的事情，制定了很多“强制执行的事项”。
First, the Securities and Exchange Commission (SEC) is good at the tough stuff, bringing plenty of "enforcement actions".
首先，美国证券交易委员会(SEC)擅长处理艰难困苦的事情，制定了很多“强制执行的事项”。
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