Without the permit for operating securities business, neither the securities company nor its domestic branch institutions may operate securities business.
未取得经营证券业务许可证，证券公司及其境内分支机构不得经营证券业务。
A branch that has been authorized to engage in securities business for the account of the securities company or securities asset management business may not engage in other businesses.
分公司经授权经营证券自营业务或者证券资产管理业务的，不得经营其他业务。
Article 5: a branch may not directly engage in the business of a securities business office.
第五条分公司不得直接经营证券营业部的业务。
Article 10: the business activities and the person in charge of a branch shall be subject to the regulation of the securities regulatory bureau of the place where the branch is located.
第十条分公司的业务活动、负责人应当接受分公司所在地证监局的监管。
Article 10: the business activities and the person in charge of a branch shall be subject to the regulation of the securities regulatory bureau of the place where the branch is located.
第十条分公司的业务活动、负责人应当接受分公司所在地证监局的监管。
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