In 1953, WILKO court held claims under Securities Act was not arbitrable.
在1953年，WILKO判例认为依据《证券法》提起的请求是不可仲裁的。
Most states securities laws are modeled after the Uniform securities Act of 1956.
大多数州证券法都是以1956年《统一州证券法》为模型而制定的。
Will registration under the Securities act of 1933 be required in connection with the transaction?
交易是否需要根据1933年证券法进行登记？
The shares represented by this certificate have not been registered under the Securities Act of 1933, as amended .
根据1933年修正后的证券法案，这份证书代表的股份尚未登记。
No hedging transactions involving the member interests may be conducted unless in compliance with the securities act of 1933, as amended.
成员不能进行对冲交易，除非符合1933年证券法(经修订)。
The legal framework for pleading standards of market manipulation in China mainly consists of 1998 Securities Act and other scattered rules.
我国对市场操纵认定标准的规定主要体现在《证券法》和一些零散的规章中。
Corresponding to the main plate, it possesses its own unique features and therefore, it is necessary to revise relevant items in the Corporation Act and Securities Act.
与主板市场相对应的二板市场具有自己独特的个性，因此，有必要对《公司法》、《证券法》的相关规定进行修改。
No offering of securities shall be made except by means of a prospectus meeting the requirements of Section 10 of the U. s. securities Act of 1933, as amended, and applicable European regulations.
所有股票的发行都要根据1933年美国《证券法》第十条的规定以及欧洲相应的法律法规制定招股说明书。
That raises the danger that an ETF could act as a dumping ground for the unwanted securities on an investment bank's books.
这提升了风险，ETF可能会为某一投资银行书中不必要的有价证券倾销造势。
Administered by the Securities and Exchange Commission (SEC), the act defines what company records must be stored and for how long.
由美国证券交易委员会执行的这一法案规定了必须存放的公司记录的种类以及存放期限。
They buy securities because they "act" well and sell when they don't.
他们购买证券只是因为它们“表现”很好，反之则把它们卖掉。
We will make full disclosure according to the Section 17(b) of the United States Securities Exchange Act of 1933.
根据1933年证券法17(b)规定，我们将披露任何我们获得的报酬。
Registration of the Prospectus by the Authority does not imply that the Securities and Futures Act, or any other legal or regulatory requirements, have been complied with.
本招股说明书在管理局的进行注册并不意味着已经遵守了《证券与期货法》的条款或其它法律法规的要求。
This paper, using economic and positivist analysis, studies the swindling act about information disclosure in China's securities markets.
本文用经济学分析及实证的方法研究了中国证券市场关于信息披露的欺诈行为。
Article 30 in its application for approval to publicly offer and issue securities, an issuer is required to submit a prospectus, in addition to those items already required by the Company Act.
第30条公司募集、发行有价证券，于申请审核时，除依公司法所规定记载事项外，应另行加具公开说明书。
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
按照1934年证券交易法的规定，上报公司正式责成下列正式授权人代表其在本报告上签字。
Article 5 When the listed company applies for issuing new shares, the securities company qualified as main underwriter shall act as the recommender and the main underwriter.
第五条上市公司申请发行新股，应当由具有主承销商资格的证券公司担任发行推荐人和主承销商。
The Australian Securities Commission Act 1989 (Cwlth) established this body to administer the new corporations Law.
澳大利亚证券委员会法1989(澳大利亚联邦)建立了这个机构去实施新公司法。
An investment bank is an institution that can act as an agent or underwriter for companies that wish to issue securities or equity.
投资银行是能够充当想要发行有价证券或股票的公司代理人或担保人的机构。
It is based on the deeply understand for the significance of protecting investors that to protect investors' benefits has become the direct and material purpose of Securities Exchange Act.
投资者利益的保护成为证券交易法的“直接、具体的目的”正是出于对投资者保护重要意义的深刻理解。
Since liability for short-swing trading profits was set up in Securities Exchange Act of USA, it has been used for reference by many states or local security legislations.
短线交易归入制度旨在维护一般投资人对证券市场公平性、公正性的信赖，该制度用最简便的方法，课内部人以民事责任，弥补了内幕交易制度的一些不足。
Since liability for short-swing trading profits was set up in Securities Exchange Act of USA, it has been used for reference by many states or local security legislations.
短线交易归入制度旨在维护一般投资人对证券市场公平性、公正性的信赖，该制度用最简便的方法，课内部人以民事责任，弥补了内幕交易制度的一些不足。
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