A securities firm shall have a complete procedure for the management of risk limits. The procedure shall include the calculation method, allocation method, and implementation of monitoring processes.

证券商对风险资本限额之管理应有一套完备之程序，包括其估算之方法，配置之方式，及监控作业之执行等。

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Monitoring and controlling the risk limits, is extremely important for ensuring that the business activities of the company do not exceed tolerable risk levels.

为确保公司营运活动不逾越所能承受之风险胃纳，对风险资本限额之监控管理便极为重要。

youdao

Monitoring and controlling the risk limits, is extremely important for ensuring that the business activities of the company do not exceed tolerable risk levels.

为确保公司营运活动不逾越所能承受之风险胃纳，对风险资本限额之监控管理便极为重要。

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