These include worries over the application of best-execution rules to securities other than shares, such as corporate bonds or specialised derivatives, that are traded off-exchange.
这其中也包括了对最佳执行规定的实行的担忧。最佳执行规定是针对象在场外交易的公司债券或者特别设计的衍生工具类证券,而不是股票。
In making a public offer of shares, promoters must publish a prospectus and prepare share subscription application.
发起人向社会公开募集股份,必须公告招股说明书,并制作认股书。
There shall have been no serious illegal activities during the period from the preceding placement of shares to the subject application;
从最近一次定向募集到本次公开发行期间没有重大违法行为;
There shall have been no serious illegal activities during the period from the preceding placement of shares to the subject application;
从最近一次定向募集到本次公开发行期间没有重大违法行为;
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