• These include worries over the application of best-execution rules to securities other than shares, such as corporate bonds or specialised derivatives, that are traded off-exchange.

    这其中包括了对最佳执行规定实行的担忧。最佳执行规定针对象在场外交易公司债券或者特别设计衍生工具证券不是股票

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  • In making a public offer of shares, promoters must publish a prospectus and prepare share subscription application.

    发起人向社会公开募集股份必须公告招股说明书,制作股书。

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  • There shall have been no serious illegal activities during the period from the preceding placement of shares to the subject application;

    最近一次定向募集本次公开发行期间没有重大违法行为

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  • There shall have been no serious illegal activities during the period from the preceding placement of shares to the subject application;

    最近一次定向募集本次公开发行期间没有重大违法行为

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