治理结构关系到证券公司的生死存亡,因此如何从网络分析角度把握证券公司的治理结构问题,是本文讨论的核心。
The governing structural concerns the survival of stock companies, so it is the core of this paper to discuss how to master the governing structure problem from the viewpoint of networks.
接着分析了破产制度本身存在的问题和证券公司适用破产制度的弊端以及运用非破产救济的优点。
Next, the existing problem of the bankruptcy system, the disadvantages of adopting bankruptcy system and the advantages of adopting non-bankruptcy system for Securities Company are analyzed.
如何应对挑战,提高竞争实力,完善证券公司监管措施成为券商面临的首要问题。
How to meet the challenge and improve the ability, we have improved the securities company supervision.
但是我们必须注意到,证券公司也应是现代公司组织框架下的经营性企业,其自身的治理结构问题同样不能忽视。
However, we should note that securities companies are operative business in the framework of modern enterprises, hence the corporate governance of its own can not be ignored either.
在我国,网上证券经纪是一个新兴业务,网上证券公司在开展网上证券经纪业务中出现了许多问题。
As a new business in China, the stock brokerage in cyberspace is being done by stock brokerage companies on the Internet, and many problems have been aroused.
鉴于此,本文探讨了证券公司代买卖证券款审计的有关问题。
Considering that, the paper probes into the audit of deposit for securities transaction related to securities companies.
即风险企业如成功上市作为股东或风险资金管理人的证券公司,能否承销发行该风险企业股票的问题。
Therefore they involve in many problems related to some specific regulations. How to successfully get into the market as the partner or risk manager?
因此,针对中国证券公司并购重组的相关法律问题研究是一个非常有现实意义的课题。
Therefore, the Chinese securities companies for merger-related restructuring of the legal issues is a very practical significance of the topic.
公司破产在理论界乃至实务界都不是一个陌生的问题,但是关于证券公司的破产研究在我国而言,仍是在探索中前进。
The bankruptcy of companies is not a strange question for theoretical circles or practice sector. But the research of bankruptcy of security companies in China is still in exploration.
安全的证券网络将决定证券公司和股民的资金及交易的安全问题,直接影响到证券公司的形象。
Network security will determine the securities companies and financial investors the security of transactions, which directly affects the securities company's credibility.
本文最后给出了证券公司实施客户关系管理要注意的问题,并给出了证券公司经纪业务单元对应的组织架构。
At the end of the thesis, the issue must be paid attention to when enforcing CRM strategy and the corresponding organization structure of the stockjobber's brokage unit are put forward.
第四部分提出证券公司参与风险投资上市退出阶段应研究的法律问题。
In the last part, I put forward the necessary study of the legal regulation in the process of withdrawal of the risk investment.
第四部分提出证券公司参与风险投资上市退出阶段应研究的法律问题。
In the last part, I put forward the necessary study of the legal regulation in the process of withdrawal of the risk investment.
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