分公司经授权经营证券自营业务或者证券资产管理业务的，不得经营其他业务。
A branch that has been authorized to engage in securities business for the account of the securities company or securities asset management business may not engage in other businesses.
第三，证券选择，说的是如何管理，每个单独的资产类别？
And the third, securities selection, speaks to how it is you manage each of your individual asset classes.
新成立的基金公司资本额为1亿元人民币，统一证券持股49%，未来主营项目为基金募集、销售及资产管理。
President Securities will take a 49% stake in the RMB100m JV, which is mainly engaged in fundraising, sales and assets management.
他们可能会从销售的证券那里得到佣金；可能收取管理费，固定的或是按照为你管理资产的比例收取；可能按照小时收费；或是包括以上所有方式。
They may get a commission on the securities they sell; charge fees, either flat or a percentage of the assets they manage for you; work at an hourly rate; or a combination of all of them.
美国银行通过对美林证券的收购成为了目前世界上管理资产额最大的银行，其核心资产几乎都集中在美国。
Bank of America, through its acquisition of Merrill Lynch, is now the world's largest asset manager, with most of its core assets in the United States.
更甚者，管理者错误的相信金融衍生品的使用及资产借贷捆绑作为有价证券这两者已经将风险平摊到整个系统。
To make matters worse, regulators wrongly believed that the use of derivatives, and the bundling of property loans into securities, had spread risk evenly throughout the system.
公司伺机从花旗集团购买了51%的美邦证券，这将财富管理及零售经纪推向更稳定更轻资产化。
A push into more stable, and capital-light, wealth management and retail brokerage was made through the opportunistic purchase of 51% of Smith Barney from Citigroup.
不管今天的管理者多么忏悔，他们仍会试图将晦涩难懂的证券划分为贷款从而为自己在对这些资产估值时获得更大的自由决定权。
However penitent today, managers will try to label opaque securities as loans to give themselves more discretion when valuing them.
证券业和金融市场协会(SIFMA)代表了约600家证券公司，证券经纪商和资产管理公司。
SIFMA represents about 600 securities firms, brokerages and asset-management companies.
美国银行由于去年秋天收购美林证券时获得了贝莱德的股份，他现在也将其资产管理部门Columbia Management进行出售。
Having acquired a stake in BlackRock when it took over Merrill Lynch last autumn, Bank of America has put Columbia management, its asset-management arm, up for sale.
去年夏天以来，Crane看到13个资产管理公司在他们的证券组合里购买证券或者采取其他方式去阻止资产价格下滑。
Since last summer Crane has seen 13 asset-management companies buy securities from their portfolios or take other actions to prevent a share-price decline.
传统的信用风险管理办法，例如分散化，银行贷款出售和资产证券化，只提供了控制信用风险暴露的部分办法。
The conventional methods of managing credit risk, such as diversification, bank loan sales, and asset securitisation, offer only a partial solution to controlling credit risk exposure.
保险资产管理公司可向证券交易所申请办理专用席位。
Insurance assets management companies may apply to a stock exchange for acquiring special seats.
另外，由于这些外国银行比它们的国内竞争对手少得多，它们不能够依靠同样的金融工具(如证券化工具)来管理它们的资产负债表。
In addition, as the foreign Banks are much smaller than their domestic competitors they cannot rely on the same instruments (such as securitisation) to manage their balance sheet.
如果你是资产管理、私人银行或证券买卖的从业人员，无疑受到了冲击。
S. and worldwide. If you are in the asset management, private banking or securities sales business, surely you will be shaken.
管理费共同基金投资者支付的管理证券资产和基金管理的费用。
Fee, management a fee paid by a mutual fund investor for management of the portfolio as well as for general administration of the fund.
企业和投资银行、私人银行、资产管理和证券服务，拥有市场认可的专业知识、顶级国际排名和集成解决方案。
Corporate and investment banking, private banking, asset management and securities services, with recognised expertise, top international rankings and integrated solutions.
经过多年努力，公司已经成为一家资产优良、内控严密、管理先进、效益良好的优质证券公司。
CSC has become a prominent securities company characterized by sound assets, stringent internal control, excellent internal management and strong economic performance.
最优策略对管理者的风险厌恶程度、资产波动率和流动性系数较为敏感，而对证券超额收益率敏感程度较低。
The strategy is sensitive to the manager′s risk tolerance, the asset volatility rate and the liquidity coefficient, but it is insensitive to the security excess return rate.
瑞银是全球领先的财富管理机构、全球领先的的投资银行及证券商，及全球最具规模的环球资产管理公司之一。
UBS is the leading global wealth manager, a leading global investment banking and securities firm, and one of the largest global asset managers.
资产证券化在国外许多国家都曾被用作金融资产管理公司处置不良资产的有效手段之一。
Asset-Backed Securitization is one of many effective methods to handling of bad financial asset by many assets management company in many foreign countries.
金融资产证券化；信用风险管理；信用评等；信用增强。
Securitization of Financial Assets; Credit risk management; Credit Rating; Cedit Enhancement.
依照证券公司经营范围及业务特点，我国证券公司风险可分为经纪业务风险、自营业务风险、承销业务风险和资产管理业务风险等。
According to the business scope and business characteristics, the risks can be divided into the risk of brokerage business, underwriting business, asset management business and own business.
资产证券化信托是运用信托模式进行资产证券化操作，并根据信托原理加以规范和管理的一种特殊信托。
Asset securitization trust refers a special trust model which applies trust theory into the operation of asset securitization and makes it standardized and supervised.
上市公司资产重组作为证券市场上的热点问题，一直受到管理层的重视和投资者的关注。
In recently years, as a hot problem, the asset reorganization of listed companies has been paid more affention to by the relevant authorities and investors.
其次，从定性和定量相结合的角度出发，根据现代金融风险管理理论，构建了不良资产证券的定价和风险度量模型。
Second, pricing and risking models of this paper will be set up, by use of quantitative and qualitative method, basing on the modern risk management theory.
从金融管理者的角度研究了资产证券化的兴起会带来什么样的问题和挑战。
This article will take another Angle to probe into assets' change to stock from the view of financial authorities instead of the view of the direct market participators.
从金融管理者的角度研究了资产证券化的兴起会带来什么样的问题和挑战。
This article will take another Angle to probe into assets' change to stock from the view of financial authorities instead of the view of the direct market participators.
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