证券经纪业务是证券公司的基础业务。
Securities broking business is the basic business of securities companies.
第三章描述广发证券经纪业务、风险及管理现状。
The third chapter described GF Securities brokerage and its risk management.
证券经纪业务是证券营业部的主要业务和利润来源。
The securities broker company provides services to the customer as its major function of operations.
证券经纪业务也不同于代理、行纪、居间等，有自身的特点。
Securities investment advisory service is different from agent, brokerage and intermediation.
第一百三十条经纪类证券公司只允许专门从事证券经纪业务。
Article130. Brokerage? Type securities companies are allowed to operate brokerage business only.
第五条处置证券公司风险过程中，应当保障证券经纪业务正常进行。
Article 5 Normal securities brokerage business should be guaranteed during risk management process of the securities firm.
证券经纪业务是证券公司的主要收入来源，是证券公司四大主营业务之一。
The agiotage is the negotiable securities company's come income originates, is negotiable securities company one of four big main business services.
第四章从风险类型和风险管理要素这两方面评价广发证券经纪业务风险管理。
The fourth chapter analyzed GF Securities stock brokerage risk management from two aspects, risk type and risk management element.
营业部在环境、设备和价格的比拼，不足以构成证券经纪业务的核心竞争力。
Competing only in price, the place and the equipment of the brokerage branches, is not enough to form the key competitiveness of brokerage.
同时，通过对广发证券经纪业务风险管理进行系统研究，也期望为证券同业提供一定借鉴。
At the same time, researching on stock brokerage business risk management of GF securities, also gives other securities a useful reference.
在我国，网上证券经纪是一个新兴业务，网上证券公司在开展网上证券经纪业务中出现了许多问题。
As a new business in China, the stock brokerage in cyberspace is being done by stock brokerage companies on the Internet, and many problems have been aroused.
证券经纪业务是目前我国证券市场上的主导业务，因其风险管理不善而导致证券公司被托管清算甚至倒闭的事件在近几年时有发生。
Stock brokerage is the main business of securities market in China nowadays. Several securities firms were forced to bankrupt or close for its ill risk management in current years.
结合广东省某证券公司的实际软硬件情况，以及证券业CRM的实际需要，构建基于J2EE体系结构的证券经纪业务管理信息系统。
We construct a J2EE-based stock brokerage management information system after considering a stockjobber's concrete conditions and needs for CRM system in GuangDong province.
一位里昂证券的分析家、经纪人迈克尔•梅奥表示“随着最大一项业务正在重组，高层出现新面孔，公司的前景非常不确定。”
“With the lion’s share of the business being restructured, and new faces at the top, the outlook is unusually uncertain,” says Michael Mayo, an analyst at CLSA, a broker.
证券经纪公司包含很多部门诸如零售部，机构投资部，业务部，研究分析部，投资银行部和法规遵循部。
A brokerage is composed of many different departments. These departments include but are not limited to: retail, institutional, trading, research and analysis, investment banking, and compliance.
运用美财会委的建议，最大的三家美国银行可以增记其核心存款约380亿美元，是其经纪业务的三倍大小，里昂证券的麦克•马约表示。
under FASB’s proposals, the three largest American banks could write up the value of their core deposits by anywhere between $38 billion and three times that, says Mike Mayo of CLSA, a brokerage.
第一百三十九条证券公司办理经纪业务，应当置备统一制定的证券买卖委托书，供委托人使用。
Article 139.when operating brokerage business, securities companies shall prepare uniform certificates of authorization for securities transaction for use by the clients.
据了解，广发证券是第一个进行的项目保证金经纪业务之一。
It is understood that GF Securities is the first carried out on the Margin of the brokerage business one of the project.
第28条证券经纪商不得将其资金存放于非经营银行业务之机构。
Article 28 a securities brokerage firm shall not deposit its funds in an institution other than one engaged in the banking business.
经纪业务是证券公司的主要业务之一。
随着证券市场的日益规范，佣金的浮动制使得券商经纪业务的竞争愈发激烈，提高客户服务质量变得重要。
With the increasing specification of security market, unstable system of commission make the competition of brokerage more fierce, it is more important to improve customer service.
并且华夏证券的经纪业务在行业当中还算是业绩不错，属于典型的“瘦死的骆驼比马大”。
China's securities and brokerage business in the industry which is still a good performance, typical of the "lean camel over the death of ma."
依照证券公司经营范围及业务特点，我国证券公司风险可分为经纪业务风险、自营业务风险、承销业务风险和资产管理业务风险等。
According to the business scope and business characteristics, the risks can be divided into the risk of brokerage business, underwriting business, asset management business and own business.
美国法律严格限定圆桶公司做经纪业务的行为在建立和交易特定的柜台交易的证券产品上。
The U. s. has laws restricting bucket shop practices by limiting the ability of brokerage houses to create and trade certain types of over-the-counter securities.
美国法律严格限定圆桶公司做经纪业务的行为在建立和交易特定的柜台交易的证券产品上。
The U. s. has laws restricting bucket shop practices by limiting the ability of brokerage houses to create and trade certain types of over-the-counter securities.
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