我先从证券监管的起源讲起。
I want to start out with the origins of securities regulation.
国外比较典型的证券监管模式。
清单应当报送欧洲证券监管委员会。
The list shall be made available to the Committee of European Securities Regulators.
证券监管另一个重要的划分是,局内人和局外人。
Another important distinction in securities regulation is the distinction between insider and outsider.
证券监管越有力,越到位则证券市场的风险越小。
The more powerful and effective, the less risk the market has.
本文的第三部分对我国证券监管权的现状进行了分析。
The third part of this paper analyzes the present situation of the security supervision right of our country.
一方面应加强证券监管,以消除优势犯罪存在的基础。
On one hand, we should strengthen the securities supervision.
最后对我国证券监管机构的监管政策提出了一些建议。
Finally, comes up with some suggestions to further improve China's supervision policy.
虽然中国证券监管在不断地走向完善,但仍然存在着种种问题。
China securities regulation is becoming to be mature now, but there are still some problems.
来自全世界的证券监管者近日讨论了制定有关卖空行为的限制条款。
Global securities regulators gathered recently to discuss rules on short selling.
美证交会和一些州检察长拟将对违反证券监管条例的公司发起控告。
Both the SEC and several State Attorney Generals intend to actively prosecute firms that test the limits of securities regulations.
在证券监管的制度选择的过程中,每一个国家都走过一条不同的道路。
In the choice of the security supervision system, each country has its unique way.
然后,就证券监管权与一般的行政权进行了比较,指出了两者的不同。
Then the author compares security supervision right with general administrative right and points out the differences of the two.
通过经济学分析的方法,可以得出结论,信息披露是证券监管的核心。
We can conclude that information disclosure is the heart of securities regulation.
证券监管理念的提出,是对近几年来证券监管工作的一次全面的思考。
The proposal of securities regulation ideas is an overall thinking of recent securities regulation work.
证券监管体系是一国证券市场参与主体、监管主体及监管制度的总称。
The supervisory system of the securities is that one country participates in security market, supervision subject and general name of the supervisory system.
论文的第二章论述和分析了美国证券监管制度的基本架构及存在的缺陷。
In the second chapter, the author displays the structure of securities supervision system of U. S. and indicates the defects in supervision.
证券监管作为国家干预经济的重要形式之一,始终是世界各国关注的焦点。
Securities regulators as an important form of national intervention in the economy, has always been the focus of attention of the world.
甚至说,从综合效率角度来衡量中国证券监管制度效率是更完善的,更准确的。
Even to say it is more perfect and accurate to weigh the efficiency of regulatory institutions from the Angle of general-efficiency in China.
中国证券监管机构在网站上发布简短公告,称已批准中金公司逾5%的股份易手。
In a brief announcement on its website, China's securities regulator said it had approved a transfer of more than 5 per cent of CICC shares.
公司法不仅包括公共和私营公司的法律,而且许多传统上被认为是证券监管法规。
Corporate law includes not only the law of public and private companies (such as the German GmbH and the French SARL) but also much of what is traditionally considered to be securities regulation.
其次是证券监管机关认为上市公司须就有关对公司有重大影响的问题进行澄清和公告时;
Secondly, when the intendant of stock market let companies proclaim some news which was very important to itself.
国家正是通过上述方法,用立法的、行政的、行业规则的方式构筑了证券监管的严密体系。
Country has constructed the tight system of security supervision just through above-mentioned methods with administrative and legal measures and trade regular rules.
证券监管体制是证券监管的职责与权力划分的方式和组织制度,是国家历史和国情的产物。
Securities regulatory system is a division of obligation and rights and organization structure in line with development of national history and characteristics.
即使没有了堀江贵文在广告传媒上的天分,焦点也将依然汇聚在日本的审计舞弊案与证券监管法上。
Even without Mr Horie's talent for publicity, the spotlight would remain on auditing irregularities and the policing of securities laws in Japan.
与此同时,随着2015年上半年证券监管机构批准的IPO数量的激增,过度供应问题日渐显现。
Meanwhile, an overhang of excess supply was building, as security regulators approved a sharply increased volume of initial public offerings in the first half of 2015.
规范的公司治理结构,完善的信息披露制度,以及有力的证券监管机制,是规制内幕交易的法制环境。
The normative company management structure, perfect information disclosure system and powerful stock supervision system are the legal situations for prevention and control of inside dealings.
最后,基于证券监管权国家干预的本质指出其固有的局限性,为后文探讨对其进行规制提供了理论依据。
According to its essence of national intervention, finally, this paper points out the limitation of security supervision right and thus lays a theory basis for carrying out the ruling system.
最后,基于证券监管权国家干预的本质指出其固有的局限性,为后文探讨对其进行规制提供了理论依据。
According to its essence of national intervention, finally, this paper points out the limitation of security supervision right and thus lays a theory basis for carrying out the ruling system.
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