他们年复一年地到处游说为自己辩护，尽管如此，根据甫予施行的美国证券交易委员会(SEC)新条例的要求，他们现在须将一切收入公之于众。
In spite of years of defensive lobbying, they are having to reveal all under new Securities and Exchange Commission (SEC) rules that have just begun to take effect.
规定银行及机构投资者可持有以及持有多少固定收益证券的法规条例依赖于相应证券的信用评级。
Rules governing the fixed income securities that banks and institutional investors can hold, and in what amounts, rely on credit ratings.
本条例关于股票的规定适用于具有股票性质、功能的证券。
The provisions of these Regulations concerning shares shall apply to securities that have the nature or function of shares.
董事在持股量中对“拥有权益”的提述，是根据《证券及期货条例》（第571章）第XV部所述的方式作诠释。
References to directors being "interested" in shareholdings are interpreted in the manner described in Part XV of the Securities and Futures Ordinance (Cap. 571).
根据《证券及期货条例》第352条须予存备的登记册，应在每次董事会会议上可供查阅。
The register maintained in accordance with section 352 of the Securities and Futures Ordinance should be made available for inspection at every meeting of the board.
委托公司以外的人员的，应当按照《条例》规定的证券经纪人形式进行，不得采取其他形式。
If it commissions anyone who is not an employee thereof, the form of securities brokers shall be taken in accordance with the Regulation, and no other form may be taken.
只有符合资格作为《证券及期货条例》下的专业投资者之人士，方有资格申请认购该等基金的股份或单位。
Only persons who qualify as professional investors under the SFO may be eligible to apply for shares or units of such Funds.
本周，SEC(美国证券交易委员会)提出了信用评级机构的新条例。
This week, the Securities and Exchange Commission proposed new rules for credit rating agencies.
通过豁免注册手续，144a条例显著提高了美国机构投资者买入外国公司证券的机会。
Institutional investors to buy in the securities of foreign companies through the exemption of registration procedures.
美证交会和一些州检察长拟将对违反证券监管条例的公司发起控告。
Both the SEC and several State Attorney Generals intend to actively prosecute firms that test the limits of securities regulations.
众筹监管条例应该服务于人，同时由人创造。证券交易委员会起草的一系列规则应该可以被大众所理解和接受。
Regulation Crowdfunding was created for the people and by the people and it is imperative that the SEC crafts a set of rules that will be understood and adopted by the masses.
条例草案综合了现行十条规管证券及期货市场的条例。
The bill consolidated 10 existing ordinances governing the securities and futures market.
永丰金证券（亚洲）有限公司乃一家根据《证券及期货条例》获发牌进行受规管活动第一、四、六及第九类的持牌法团（中央编号：ACD026） 。
SinoPac Securities (Asia) Ltd is a licensed corporation for Types 1, 4, 6 and 9 regulated activities under the Securities and Futures Ordinance (CE Number: ACD026).
永丰金证券（亚洲）有限公司乃一家根据《证券及期货条例》获发牌进行受规管活动第一、四、六及第九类的持牌法团（中央编号：ACD026） 。
SinoPac Securities (Asia) Ltd is a licensed corporation for Types 1, 4, 6 and 9 regulated activities under the Securities and Futures Ordinance (CE Number: ACD026).
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