八月美国证券和交易委员会（SEC）指控该州向市政债券投资者隐瞒资金不足真相，这还是第一次有一个州因违反联邦证券法而吃官司，不过，新泽西州对证券和交易委员会的裁决保留意见。
This was the first time a state had been charged with violating federal securities laws.
基于可能以散户投资者为代价，而利于华尔街内部人员的理由，美国证券交易委员会正对此展开调查。
The Securities and Exchange Commission is looking into the practice, on the grounds that it may favour Wall Street insiders at the expense of retail investors.
其中某些投资者是依赖于证券交易委员会的个体公民。
Some of those investors were private citizens who depended upon the SEC.
同时证券交易委员会也迅速做出一个提议，迫使包括对冲基金在内的大型投资者解释其空头头寸。
It also rushed out a proposal forcing large investors, including hedge funds, to disclose their short positions.
另外，业务规范监管局将负责投资人的保护，并且将履行目前由美国证券交易委员会(SEC)履行的许多职能。
Also, a Conduct of Business Regulator would be responsible for investor protection. This agency would perform many duties currently done by the Securities and Exchange Commission.
以及PPD时常在向美国证券交易委员会呈报的文件中详细列出的其他风险因素，您可向PPD投资者关系部门免费索取这些文件的副本。
These and other PPD risk factors are set forth in more detail from time to time in our SEC filings, copies of which are available free of charge upon request from PPD's investor relations department.
美国证券交易委员会监管的目的是众所周知的公平信息披露规则，为公平的信息披露，提供一个同等水平的领域，那么投资者都可以收到明确的公司信息在同一时间，机构的官员说。
The purpose of the SEC rule known as Regulation FD, for fair disclosure, is to level the playing field so investors all receive significant company information at the same time, agency officials said.
美国证券监督委员会控告公司合谋人工操纵个人投资者小额股票买卖出价的差额。
The SEC accused the firms of conspiring to fix artificially wide "spreads" between "bid" and "ask" prices in the market for small stocks at the expense of individual investors.
美国证券监督委员会控告公司合谋人工操纵个人投资者小额股票买卖出价的差额。
The SEC accused the firms of conspiring to fix artificially wide "spreads" between "bid" and "ask" prices in the market for small stocks at the expense of individual investors.
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