第二十三条证券公司承销证券,应当同发行人签订代销或者包销协议,载明下列事项。
Article 23. The following shall be included in the underwriting or sole agency agreement signed between a securities company and a stock issuer.
研究A股股票承销业务风险管理的目的就是要找出如何通过建立规范的业务程序及风险管理程序及方法来规避、减小证券公司的风险。
The aims of discussing risk management of a underwriting stocks business is to set up business and risk management procedure to small and evade risks of underwriting stocks business.
第三十四条股票发行采取溢价发行的,其发行价格由发行人与承销的证券公司协商确定。
Article 34 Where an issuer offers shares at a premium, the offering price thereof shall be determined through negotiation between the issuer and the securities underwriting companies.
公司向社会公开发行新股,应当由依法设立的证券经营机构承销,签订承销协议。
A public offer of new shares shall be underwritten by a legally established securities institution and an underwriting agreement shall be executed.
依照证券公司经营范围及业务特点,我国证券公司风险可分为经纪业务风险、自营业务风险、承销业务风险和资产管理业务风险等。
According to the business scope and business characteristics, the risks can be divided into the risk of brokerage business, underwriting business, asset management business and own business.
证券公司是我国投资银行体系中的主体,其业务主要是从事证券发行承销和二级市场交易业务。
The securities firms is a subject in the system of investment banks of our country, their business is mainly engaged in securities issue and second marketing .
如果公司发行新证券,承销商的佣金计入发行价格里。
If a company issues new securities, the underwriter's commission is not calculated in the issue price.
这些经营风险一般在证券公司的主要经营业务中表现出来,包括自营业务、承销业务、经纪业务和刚兴起的委托理财业务。
The business risk usually appears in the main business of Security Company, such as self-settlement, underwriting, brokerage and entrustment.
第二十一条证券公司应当依照法律、行政法规的规定承销发行人向社会公开发行的证券。
Article 21 securities companies shall, in accordance with the provisions of laws and administrative regulations, underwrite the securities to the issued to the public by issuers.
即风险企业如成功上市作为股东或风险资金管理人的证券公司,能否承销发行该风险企业股票的问题。
Therefore they involve in many problems related to some specific regulations. How to successfully get into the market as the partner or risk manager?
第二十九条公开发行证券的发行人有权依法自主选择承销的证券公司。
Article 29 an issuer that is to issue securities publicly shall have the right to make its own decision in selecting securities companies for underwriting pursuant to law.
第二十九条公开发行证券的发行人有权依法自主选择承销的证券公司。
Article 29 an issuer that makes public issuance of securities has the right to select a securities company for underwriting according to law at its own will.
发行人发行普通公司债者,得免出具证券承销商评估报告及律师法律意见书。
If the issuer issues ordinary corporate bonds, it can be exempted from providing a securities firm evaluation report and legal opinion.
尽力代销银行同意尽力向公众出售公司有价证券的承销行为。
Best Efforts Offering an underwriting in which a bank a GREes to do its best to sell the company's securities to the public.
第二十一条证券公司应当依照法律、行政法规的规定承销发行人向社会公开发行的证券。
Article 21 Security companies should, pursuant to the provisions of laws and administrative regulations, sell issuers' securites for public issuance in society.
担任Epure国际有限公司在新加坡证券交易所IPO承销经理、承销商和配售代理人的律师。
Acted as solicitors to the manager, underwriter and placement agent in relation to the IPO of Epure International Ltd.
为证券承销机构和上市公司发行、上市股票、债券提供可靠的法律咨询意见和必备的法律文件;
Providing reliable legal advice and necessary legal documents of issuing listed company shares and securities for the securities underwriters and listed companies;
2007年5月24日,中信建投证券主承销的北京金隅集团有限责任公司8亿元企业债券成功发行。
On May 24, 2007, the enterprise bond of Beijing Jinyu Group Co. , Ltd. of RMB 0.8 billion underwritten by CSC as lead underwriter was successfully issued.
第五条上市公司申请发行新股,应当由具有主承销商资格的证券公司担任发行推荐人和主承销商。
Article 5 When the listed company applies for issuing new shares, the securities company qualified as main underwriter shall act as the recommender and the main underwriter.
第五条上市公司申请发行新股,应当由具有主承销商资格的证券公司担任发行推荐人和主承销商。
Article 5 When the listed company applies for issuing new shares, the securities company qualified as main underwriter shall act as the recommender and the main underwriter.
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