发行计划提出之时，证券和交易委员会暂停了发行债券的评级要求。
The deal went ahead when the Securities and Exchange Commission temporarily suspended the requirement that deal documents include such ratings.
此案由美国司法部、美国证券和交易委员会和慕尼黑公检署共同受理。
Cases were brought by the Justice Department, the Securities and Exchange Commission and the Munich Public Prosecutor's Office.
MARS应用程序提供了将提交给美国证券和交易委员会（SEC）并进行存档的一套完整的财务文档。
The MARS application provides a complete set of financial documents that are filed with the U. S. Securities and Exchange Commission (SEC).
八月美国证券和交易委员会（SEC）指控该州向市政债券投资者隐瞒资金不足真相，这还是第一次有一个州因违反联邦证券法而吃官司，不过，新泽西州对证券和交易委员会的裁决保留意见。
This was the first time a state had been charged with violating federal securities laws.
不过8月4号通用和证券交易委员会(SEC)一笔令人尴尬的和解令通用黯然失色。
An embarrassing deal with the Securities and Exchange Commission (SEC) on August 4th tarnished both.
证券与交易委员会（SEC）已经插手干涉金融企业和卖空他们股票的对冲基金之间的大规模的斗争。
The Securities and Exchange Commission (SEC) has intervened in the epic struggle between financial companies and the hedge funds that are short-selling their shares.
刚开始的时候，我先根据联邦商务委员会和证券交易委员会的系列统计数据，写些关于小制造商赢利趋势的文章。
The first, about trends in small manufacturers' profits, was based on a brand-new statistical series from the Federal Trade Commission and the Securities and Exchange Commission.
这是一个帮助财务顾问和客户保持联络的社交网络服务，但同时遵守美国证券交易委员会(sec)、金融业管理局(FINRA)和金融服务局(FSA)的法规。
It's a social network that helps financial advisors keep in contact with clients - but is also in compliance with the rules from the SEC, FINRA and FSA.
美国证券交易委员会和财产接管人仍在继续努力追回这位金融家的剩余财富。
The SEC and official receiver are continuing to try to reclaim what remains of the financier's wealth.
而金融服务社跟证券交易监督委员会因为没有足够的资源和权力来对付这些行为是一件多么可惜的事情。
What a pity that the FSA and the SESC lack the resources and the powers to combat it.
在递交美国证券交易委员会的声明中，通用没有明示待发行股票的具体数量和价格区间。
In a statement filed with the Securities and Exchange Commission, GM did not specify the number of shares or the price range it will be offering. See article.
多德计划持有美国证券交易委员会，商品期货交易委员会(CFTC)的听证会上，美联储和其他银行监管机构在9月底进行某些他们还在追踪。
Dodd plans to hold a hearing with the SEC, the Commodity Futures Trading Commission (CFTC), the Federal Reserve, and other bank regulators at the end of September to make certain they're on track.
美国证券交易委员会(Securitiesand Exchange Commission)正在调查高盛(Goldman Sachs)和其他大银行在与利比亚主权财富基金交易时是否违反了贿赂法。
The Securities and Exchange Commission is looking at whether Goldman Sachs (GS) and other big banks broke bribery laws in dealing with Libya's sovereign wealth fund.
该公司已证实收到了联邦大陪审团和证券交易委员会(Securitiesand Exchange Commission)的传票。
The company has also confirmed receiving subpoenas from a federal grand jury and the Securities and Exchange Commission.
这一事件被称为“闪电崩盘”(“flash crash”)引起了国会的听证和证券交易委员会及商品期货交易委员会的调查。
Known as the "flash crash," the incident sparked congressional hearings as well as an investigation by the Securities and Exchange Commission and the Commodity Futures Trading Commission.
九月底，商品期货交易委员会和证券交易委员会公布了一份104页有关5月6日股市暴跌的报告。
In late September, the Commodity FuturesTrading Commission and the Securities and Exchange Commission released a104-page report on the May 6 flash crash.
它还将结合起来，商品期货交易委员会和证券交易委员会的文件。
It would also combine the Commodity Futures Trading Commission and the Securities and Exchange Commission. The.
证券交易委员会还对股票发行后的交易情况实行监督和调控，以防止有人操纵市场上的股票价格。
The SEC oversees trading in stocks after their distribution as well, administering regulations designed to prevent manipulation of the price of a stock traded on the market.
他们还想要合并证券交易委员会，和期货商品交易委员会。
They want to merge the Securities and Exchange Commission and the Commodity Futures Trading Commission.
我们打算在最后期限，也就是2014年2月3日之前，向证券交易委员会提交意见和建议。
We will soon provide comment letters with recommendations to the Securities and Exchange Commission (SEC) by the pending deadline, February 3, 2014.
所以他自己一路研究下去，找出了所有用倒签期权欺诈的公司，然后试图用这个结论，与证券交易委员会和监管机构抗衡。
So, he was going after himself, finding out all the companies that were backdating options, trying to beat the SEC and the regulatory authorities to the conclusion.
证券交易委员会和全美证券交易商协会监管经纪人的工作。
Activities of account executives are overseen by the SEC and the NASD.
美国证券交易委员会（SEC）坚持公开，可搜索的数据库在IPO和其他公司的信息需要向美国证交会提交数据库叫做埃德加。
Securities and Exchange Commission (SEC). The SEC maintai a publicly available, searchable database on IPO and other corporate information that is required to be filed with the SEC.
这当中的例子有美国金融监管体系，这一体系由美联储和证券与交易委员会构成。
One example of a regulatory system would be the U. S. financial regulatory system, comprised of organizations such as the Federal Reserve and the Securities and Exchange Commission.
众筹监管条例应该服务于人，同时由人创造。证券交易委员会起草的一系列规则应该可以被大众所理解和接受。
Regulation Crowdfunding was created for the people and by the people and it is imperative that the SEC crafts a set of rules that will be understood and adopted by the masses.
对此，美国证券交易委员会(the Securities and Exchange Commission)于1月17日迈出了第一步，旨在通过制定规则让股东更好地了解他们的高管和董事的薪资状况。
In response, the Securities and Exchange Commission on January 17 took the first step toward adopting rules to better show shareholders how much their top executives and directors are paid.
对此，美国证券交易委员会(the Securities and Exchange Commission)于1月17日迈出了第一步，旨在通过制定规则让股东更好地了解他们的高管和董事的薪资状况。
In response, the Securities and Exchange Commission on January 17 took the first step toward adopting rules to better show shareholders how much their top executives and directors are paid.
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